Broker-Dealer Entity Controller: Sage Intacct Expert

GTS

New York (NY)

Hybrid

USD 150,000 - 225,000

Full time

14 days+

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Benefits offered by this job

Medical, Dental, Vision coverage with

401k match

Daily Meal Allowance

Equinox Corporate Membership Rate

Snacks

Job summary

GTS seeks an experienced Entity Controller/Financial and Operations Principal to own financial reporting, regulatory compliance, and audit management for broker-dealer entities. The role sits at the intersection of technical accounting, financial systems, and regulatory reporting.

The ideal candidate has deep broker-dealer accounting expertise, hands-on Sage Intacct experience, and credibility to face auditors, examiners, and senior stakeholders, while collaborating with Finance, Product

Qualifications

Bachelor's degree in Accounting/Finance or related field.
CPA preferred; FINRA/SEC familiarity a plus.
Experience with broker-dealer financial statements and GAAP.

Responsibilities

Own the general ledger close process and financial reporting for broker-dealer entities.
Liaise with external auditors for audits, reviews, and requests.
Assist regulatory examinations and prepare regulatory filings (FOCUS, Net Capital).
Maintain Sage Intacct reporting structure and align management vs. regulatory reports.
Collaborate with Finance, Product Control, AP and Payroll on books and records.