Broker Dealer Accountant

Social Capital Resources; New York (NY); On-site; USD 85,000 - 120,000; Full time

Benefits offered by this job

Medical insurance

Vision insurance

401(k)

Job summary

A leading company in financial services is seeking an experienced financial accountant to handle essential duties including maintaining financial records, ensuring compliance with regulations, and preparing key financial reports. This full-time position offers a competitive salary range and the opportunity to work in a dynamic environment focused on accounting and auditing.

Qualifications

• Must have broker-dealer exposure.
• Series 27 or Series 99 preferred.

Responsibilities

• Prepare and file monthly and quarterly FOCUS reports.
• Maintain general ledger and perform month-end close.
• Reconcile cash, trading, and clearing accounts.
• Ensure compliance with FINRA, SEC, and other regulatory requirements.

Skills

Regulatory compliance

General ledger accounting

Reconciliation

Job description

1 week ago Be among the first 25 applicants

Social Capital Resources provided pay range

This range is provided by Social Capital Resources. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$85,000.00/yr - $120,000.00/yr

Job Summary:

Responsible for maintaining financial records, ensuring compliance with SEC and FINRA regulations, and preparing financial reports for a broker-dealer firm. Duties include general ledger accounting, regulatory filings (e.g., FOCUS reports), reconciliation of accounts, and supporting audits and examinations.

Key Responsibilities:

• Prepare and file monthly and quarterly FOCUS reports
• Maintain general ledger and perform month-end close
• Reconcile cash, trading, and clearing accounts
• Ensure compliance with FINRA, SEC, and other regulatory requirements

*Must Have Broker Dealer exposure, Series 27 or Series 99 is preferred*

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Accounting/Auditing

• Industries

  Accounting and Financial Services

Referrals increase your chances of interviewing at Social Capital Resources by 2x

Inferred from the description for this job

Medical insurance

Vision insurance

401(k)

Get notified about new Accountant jobs in New York City Metropolitan Area.

New York, NY $86,000.00-$120,000.00 3 weeks ago

New York, NY $80,000.00-$95,000.00 4 days ago

Financial Accountant - 120K-140K + bonus

New York, NY $120,000.00-$140,000.00 2 weeks ago

New York, NY $80,000.00-$85,000.00 1 week ago

New York, NY $95,000.00-$100,000.00 1 week ago

Staff Accountant II, Consolidations and Reporting

Whippany, NJ $77,000.00-$95,000.00 2 weeks ago

New York, NY $100,000.00-$115,000.00 1 week ago

New York, NY $51,000.00-$69,000.00 1 week ago

New York City Metropolitan Area $75,000.00-$95,000.00 3 days ago

New York City Metropolitan Area $130,000.00-$135,000.00 2 weeks ago

New York, NY $70,000.00-$95,000.00 1 hour ago

New York City Metropolitan Area $80,000.00-$90,000.00 3 weeks ago

New York, NY $67,600.00-$70,000.00 1 month ago

New York, NY $80,000.00-$90,000.00 3 weeks ago

New York City Metropolitan Area $90,000.00-$110,000.00 1 week ago

New York, NY $60,000.00-$70,000.00 10 hours ago

New York, NY $120,000.00-$140,000.00 1 week ago

New York, NY $80,000.00-$90,000.00 2 weeks ago

New York, NY $72,250.00-$97,750.00 36 minutes ago

New York, NY $148,500.00-$239,200.00 2 weeks ago

New York City Metropolitan Area $60,000.00-$70,000.00 3 days ago

New York City Metropolitan Area 3 weeks ago

New York, NY $85,000.00-$100,000.00 2 weeks ago

New York City Metropolitan Area 4 weeks ago

New York, NY $90,000.00-$95,000.00 3 days ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.