Branch Leader: Wealth Management & Team Growth

100 Raymond James & Associates, Inc.; Salt Lake City (UT); Sur place; USD 85 000 - 125 000; Plein temps

Avantages offerts par ce poste

Medical, Dental, Vision

Life Insurance

Disability benefits

Retirement savings

Paid time off

Parental leave

Résumé du poste

Raymond James & Associates (RJA) oversees the day-to-day operations of a retail branch, servicing clients in its own book of business. The role includes supervising staff, ensuring regulatory compliance, and driving branch performance through effective sales and client service strategies.

The position requires a Bachelor’s degree and 3+ years in a financial services setting, with responsibilities spanning training, client interactions, and revenue management.

Qualifications

• Leads, trains, and retains Financial Advisors and staff.
• Ensures compliance with firm and regulatory policies and procedures.
• Oversees daily trading and office activities; handles client complaints and reviews accounts.

Responsabilités

• Develops plans to meet office sales goals and budgets.
• Facilitates promotion activities (seminars, luncheons/dinners) to drive revenue.
• Communicates product knowledge and regulatory updates to Advisors.
• Maintains effective relationships and delivers high levels of client service.

Connaissances

Team leadership

Staff training

Compliance oversight

Trading supervision

Customer service

Budgeting

Presentations

Communication

Formation

Bachelor's degree

Description du poste

Raymond James & Associates (RJA) oversees the day-to-day operations of a retail branch, servicing clients in its own book of business. The role includes supervising staff, ensuring regulatory compliance, and driving branch performance through effective sales and client service strategies.

The position requires a Bachelor’s degree and 3+ years in a financial services setting, with responsibilities spanning training, client interactions, and revenue management.