Banking Regulatory Compliance Auditor

Elliott Davis; Chattanooga (TN); On-site; USD 60,000 - 85,000; Full time

Benefits offered by this job

Time off

Flexible schedules

Parental leave

Wellness benefits

Coaching

Career development

Beyond program

Job summary

Elliott Davis is seeking a Regulatory Compliance Associate to support audits for our Financial Services Group, focusing on regulatory programs across banking clients. The role requires understanding of core consumer regulations and strong communication skills.

Responsibilities include documenting findings, assisting with regulatory evaluations (TILA, ECOA, HMDA, TISA), and contributing to risk assessments. CRCM is a plus; MS Office proficiency is expected.

Qualifications

• 2–5 years of experience in regulatory compliance within a bank or financial institution.
• Strong understanding of core consumer compliance regulations.
• Excellent written and verbal communication skills.
• Proficiency in Microsoft Office Suite and familiarity with audit or compliance software.
• Certifications such as CRCM (Certified Regulatory Compliance Manager) are a plus.

Responsibilities

• Support the execution of audits focused on regulatory compliance programs and practices across client financial institutions.
• Assist with evaluating adherence to federal and state regulations such as TILA, ECOA, HMDA, and TISA.
• Assist with evaluating client Fair Lending programs including comparative file analysis, redlining, peer analysis, and matched pair testing.
• Help document audit findings and ensure timely, accurate reporting to audit leadership and clients.
• Collaborate with audit team members to assess risk areas and evaluate policy and procedural alignment with compliance requirements.
• Contribute to compliance risk assessments and provide research on new or evolving regulations.
• Other duties as assigned within the scope of the practice.

Skills

Regulatory compliance knowledge

Communication skills

Microsoft Office

Audit/compliance software familiarity

CRCM certification desirable

Tools

Microsoft Office

Audit software

Job description

Elliott Davis is seeking a Regulatory Compliance Associate to support audits for our Financial Services Group, focusing on regulatory programs across banking clients. The role requires understanding of core consumer regulations and strong communication skills.

Responsibilities include documenting findings, assisting with regulatory evaluations (TILA, ECOA, HMDA, TISA), and contributing to risk assessments. CRCM is a plus; MS Office proficiency is expected.