AVP, Trading Operations - Equities & Multi-Asset

Texas Capital Bank

United States

Sur place

USD 120 000 - 180 000

Plein temps

Il y a 4 jours
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Résumé du poste

The Trading Operations AVP at Texas Capital Bank will lead middle-office activities focused on equities settlement and the trade lifecycle across fixed income, MBS, Treasuries, FX and more. You will partner with trading desks, back office and technology to resolve settlement exceptions and drive process improvements.

This role demands a detail-oriented, analytical professional with strong control mindset to ensure accurate trade data, regulatory compliance, and efficient operations in a

Qualifications

  • Bachelor's degree in Finance, Business Administration, Economics, or a related field.
  • Minimum 5 years of experience in trading operations, equities settlement, or middle-office functions within investment banking or a broker-dealer environment.
  • Extensive hands-on experience with equities trade and settlement processes, including DTC/NSCC workflows, fail management, trade confirmation, and position reconciliation.
  • Familiarity with investment banking operations, trade lifecycle management, and the broader capital markets ecosystem.

Responsabilités

  • Manage end-to-end equities settlement processes including trade booking, trade confirmation, matching, fail management, and resolution with clients and custodians.
  • Monitor and remediate equity settlement failures using DTC, NSCC, and other clearing platforms; escalate aged fails with appropriate urgency.
  • Ensure timely affirmation and confirmation of equity trades with brokers, prime brokers, and institutional counterparty.
  • Perform daily reconciliation of equity positions, cash, and market values across internal books and records versus custodian and counterparty statements.
  • Process and track corporate action events including dividends, splits, mergers, and spin-offs; ensure accurate reflection in trading systems.
  • Provide operational support across Fixed Income, MBS, Treasuries, Municipal Securities, FX, and Corporate Loan settlement workflows as needed.

Connaissances

Equities settlement expertise
Clearing platform proficiency
Analytical thinking
Communication skills
Cross-asset knowledge

Formation

Bachelor's degree in Finance/Business

Outils

Bloomberg
Broadridge
Calypso
DTC/NSCC workflows
Excel

Description du poste

The Trading Operations AVP at Texas Capital Bank will lead middle-office activities focused on equities settlement and the trade lifecycle across fixed income, MBS, Treasuries, FX and more. You will partner with trading desks, back office and technology to resolve settlement exceptions and drive process improvements.

This role demands a detail-oriented, analytical professional with strong control mindset to ensure accurate trade data, regulatory compliance, and efficient operations in a

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