AVP Regulatory Operations: CAT/LOPR Reporting Lead

Trevose Partners; New York (NY); On-site; USD 90,000 - 120,000; Full time

Job summary

A leading bank is seeking an Assistant Vice President to join its Regulatory Operations team in New York. The role requires 2+ years of experience managing CAT or LOPR reporting processes, alongside a Bachelor's degree or equivalent. Candidates should have knowledge of financial products and a strong focus on compliance and operational controls. The position offers a competitive salary in the range of $90,000 to $120,000 annually.

Qualifications

• 2+ years of direct experience managing CAT or LOPR reporting processes.
• Knowledge of financial products such as equities, fixed income, and derivatives.

Responsibilities

• Manage daily CAT and LOPR processes, ensuring accuracy and adherence to regulatory requirements.
• Develop and maintain strong operational controls to safeguard data integrity.
• Collaborate with Technology, Front Office, and Operations teams to investigate reporting breaks.
• Support the implementation of new regulatory reporting platforms.

Skills

Management of CAT or LOPR reporting

Data integrity safeguards

Collaboration with multiple teams

Education

Bachelor's degree or equivalent experience

Job description

A leading bank is seeking an Assistant Vice President to join its Regulatory Operations team in New York. The role requires 2+ years of experience managing CAT or LOPR reporting processes, alongside a Bachelor's degree or equivalent. Candidates should have knowledge of financial products and a strong focus on compliance and operational controls. The position offers a competitive salary in the range of $90,000 to $120,000 annually.