AVP, New Accounts Operations & Digital Transformation

LPL Financial LLC; Fort Mill (SC); Hybrid; USD 83,000 - 138,000; Full time

Job summary

LPL Financial Holdings Inc. is seeking an strategic AVP, New Accounts Operations, to lead onshore and offshore teams and optimize New Account Opening and Account Maintenance while delivering a premier advisor experience.

The role emphasizes automation, transformation, risk controls, and scalable growth. You will partner with Product, Technology, Compliance, Legal, Risk, and Financial Crimes to drive innovative solutions that align with regulatory standards.

Qualifications

• 5+ years of progressive leadership experience within financial services operations, brokerage operations, account onboarding, or related field.

Responsibilities

• Lead onshore and offshore teams to execute New Account Opening and Account Maintenance.
• Ensure SLAs, quality metrics, and risk management standards are met.
• Drive automation, digital transformation, and process improvement initiatives.
• Partner with Product, Technology, Compliance, Legal, Risk, and Financial Crimes to support programs and governance.
• Provide coaching, performance feedback, and talent development for leaders and teams.

Skills

Leadership

People development

Strategic thinking

Stakeholder management

Data-driven decisions

Tools

Microsoft Office

Job description

LPL Financial Holdings Inc. is seeking an strategic AVP, New Accounts Operations, to lead onshore and offshore teams and optimize New Account Opening and Account Maintenance while delivering a premier advisor experience.

The role emphasizes automation, transformation, risk controls, and scalable growth. You will partner with Product, Technology, Compliance, Legal, Risk, and Financial Crimes to drive innovative solutions that align with regulatory standards.