Auto Finance Compliance Leader — Risk & Governance

Capital One National Association; Plano (TX); On-site; USD 161,500 - 184,300; Full time

Job summary

Capital One is seeking a Senior Manager Compliance Advisor to support Auto Finance. This role acts as a second line of defense, delivering expert compliance guidance across lines of business and driving governance processes in the Compliance Management Program.

The successful candidate will advise on new products, process changes, monitoring controls, and regulatory changes, while collaborating with senior leadership to strengthen risk management and ensure regulatory alignment across Capital

Qualifications

• Bachelor's Degree or military experience
• At least 7 years of risk management experience within financial services
• At least 3 years of auto finance experience
• Master’s Degree or Juris Doctor
• 8+ years of auto finance risk or auto finance compliance experience
• 8+ years of auto finance originations experience
• Certified Regulatory Compliance Manager certification (CRCM) or Certified Information Privacy Professional certification (CIPP)
• Proficient in Google Suite

Responsibilities

• Advise lines of business on application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation
• Advise the first line of defense on multiple consumer facing products, business-to-business products, software as a service products, and is responsible for identifying cross-product risks
• Analyze information to proactively identify risks, trends, and process improvements; supports reporting on risk topics to management
• Identify trends in data and proactively advise on identified external and internal risks
• Stay current on the changing regulatory landscape and understanding the impacts to your business
• Assist and drive local governance program delivery, including process management, reporting, engagement in senior leadership meetings, drafting and reviewing materials for senior management and the Board of Directors, and other governance activities
• Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts
• Participate in compliance forums and contributing to continuous improvement of local governance risk management processes
• Enhance risk management processes across Financial Services Compliance by providing thought leadership, oversight, and coordination with other risk management activities across the company
• Develop and lead department training, as appropriate

Skills

Risk management

Auto finance

Education

Bachelor's degree or military experience

Master’s Degree or Juris Doctor

Tools

CRCM

CIPP

Google Suite

Job description

Capital One is seeking a Senior Manager Compliance Advisor to support Auto Finance. This role acts as a second line of defense, delivering expert compliance guidance across lines of business and driving governance processes in the Compliance Management Program.

The successful candidate will advise on new products, process changes, monitoring controls, and regulatory changes, while collaborating with senior leadership to strengthen risk management and ensure regulatory alignment across Capital