Audit Manager (Senior Auditor)

FinanceInfos; New York (NY); Vor Ort; USD 110.000 - 170.000; Vollzeit

Benefits dieser Stelle

Generous paid time off

Medical coverage from day one

401(k) plan from day one

Zusammenfassung

IDB Bank, a private and commercial bank, is seeking an Audit Manager (Senior Auditor) to perform operational and financial audits with a focus on front and back-office bank operations, including private banking, branch activities, wealth management, deposits, loans and funds transfer. The role involves hands-on work in a smaller team and requires a Bachelor’s degree with 5–10 years of auditing experience.

The role emphasizes identifying risks, root causes, and improving controls, while

Qualifikationen

• Bachelor’s degree in Business, Accounting, Finance or related field.
• 5–10 years of professional auditing or similar experience.
• Certifications preferred: CFSA, CFE, CIA, or CPA.

Aufgaben

• Assist in preparing/documenting high-quality workpapers for assigned projects (including audit planning memo, audit program, audit test workpapers with proper referencing).
• Effectively present/communicate audit observations to management, as requested by audit management.
• Execute high-value audits, identifying risks, assessing mitigating controls, determining root causes, and making recommendations to improve the control environment.
• Execute testing procedures and assist in the preparation of audit reports and draft findings.
• Follow up on open audit and regulatory issues and work with management to ensure appropriate resolution.
• Prepare an initial draft audit report summarizing the background of the audit performed, the audit scope, recommendations, and the audit conclusion.
• Understand and document business systems/processes and applicable laws and regulations impacting financial institutions.

Kenntnisse

Multitasking

Process mapping

Internal auditing

Communication skills

Analytical skills

MS Office

Project management

Ausbildung

Bachelor's Degree

Jobbeschreibung

Job Highlights

• Title: Audit Manager (Senior Auditor)
• Type: Full Time
• Experience: 5-10 Years
• Function: Operations
• Location: New York, NY, United States
• Company: IDB Bank

Company Profile

IDB Bank is a private and commercial bank, serving clients with personalized financial solutions. It offers services across commercial banking, private banking, and international banking sectors.

Job Profile

The bank is hiring an Audit Manager (Senior Auditor) who will perform Operational and Financial audits with a focus on front and back-office bank operations (including private banking, branch activities, wealth management, deposits, loans, account maintenance, cash management, funds transfer, vendor management, etc.) and other operational processes.

Perform hands-on work in a smaller team environment.

Education Level

• Bachelor’s Degree in Business, Accounting, Finance, or a related field (required)

Work Experience

• 5-10 years of professional auditing or comparable experience
• Demonstrated experience in executing all aspects of the audit lifecycle, including planning, risk assessment, scoping, detailed testing, and reporting.

License/Certification

One of the following Certifications is strongly preferred –

• Certified Financial Services Auditor (CFSA)
• Certified Fraud Examiner (CFE)
• Certified Internal Auditor (CIA)
• Certified Public Accountant (CPA)

Duties/Responsibilities

• Assist in preparing/documenting high-quality workpapers for assigned projects (including audit planning memo, audit program, audit test workpapers with proper referencing).
• Effectively present/communicate audit observations to management, as requested by audit management.
• Execute high-value audits, identifying risks, assessing mitigating controls, determining “root causes,” and making recommendations to improve the control environment.
• Execute testing procedures and assist in the preparation of audit reports and draft findings.
• Follow up on open audit and regulatory issues and work with management to ensure appropriate resolution.
• Participate in department-wide initiatives and perform other duties as assigned. Proactively seek out additional responsibilities (when appropriate).
• Prepare an initial draft audit report summarizing the background of the audit performed, the audit scope, recommendations, and the audit conclusion.
• Stay abreast of industry trends to identify potential issues and emerging risks/trends, as well as relevant best practices, laws, rules, and regulations impacting financial institutions, and ensure that the changes are incorporated into the audit planning and risk assessment process.
• Understand and document business systems/processes.
• Understanding of concepts related to general banking businesses, including applicable laws and regulations.

Skills/Knowledge/Abilities

• Able to multitask while remaining organized and prioritizing deliverables.
• Demonstrated ability to understand and document business processes and related internal controls in a narrative or flowchart format.
• Demonstrated knowledge, skills, and experience in applying the principles and practices of internal auditing in a heavily regulated business environment.
• Excellent verbal and written communication skills and the ability to communicate effectively at all levels of the organization.
• Highly motivated with strong analytical skills.
• Proficiency in Microsoft Office software (Word, Excel, and PowerPoint).
• Strong project management and time management skills, ability to adapt quickly to changing demands and environment, and ability to rapidly develop in-depth knowledge of new audit areas.

Working Conditions

• High-pressure environment with tight deadlines
• Involves frequent travel, especially for external audits
• Long hours during peak audit seasons
• Requires strong attention to detail and adherence to standards
• Typically works in an office setting or at client sites

Benefits/Perks

• The bank offers a comprehensive benefits package that includes generous paid time off and the ability to participate in our medical coverage and 401(k) plan on your very first day with us.

Employer’s Statement

IDB Bank is an Equal Opportunity Employer.