Audit Manager II (US) - Global Technology Infrastructure

TD Bank; New York (NY); On-site; USD 95,000 - 154,000; Full time

Job summary

TD Bank in New York seeks an Audit Manager II to guide planning, risk assessment, and execution of audits, shaping the strategic direction of the audit function. You will lead complex audits, provide supervision, and collaborate with stakeholders to ensure adherence to enterprise risk frameworks.

Requires 7+ years of experience and an undergraduate degree; preferred certifications include CISA, CIA, CISSP. This role offers broad exposure to technology controls and regulatory compliance, aiming

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience in auditing or risk.
• Preferred certifications - CISA, CIA, CISSP.
• Experience in technology audits, risk, or related fields.
• Strong experience with infrastructure risks and controls (OS, databases, networks, cloud).
• Ability to produce high-quality audit documentation with minimal review comments.

Responsibilities

• Lead and supervise complex audits end-to-end.
• Provide guidance and oversight to audit teams.
• Develop Audit Planning Memorandum (APM) and Control Matrices (pRCM).
• Oversee findings, audit reports, and closure activities.
• Coordinate with stakeholders, management, and external auditors.
• Maintain confidentiality and adhere to regulatory requirements.

Skills

Technology Audit

Technology Risk

Cybersecurity

IT Controls

Audit Documentation

Education

Undergraduate degree

Job description

Work Location: New York, New York, United States of America

Hours: 40

Pay Details: $94,980 - $153,790 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business

Audit Job Description: The Audit Manager II provides specialized expertise to help guide the planning, risk assessment, and execution of audits. This role plays an essential part in shaping the strategic direction of the audit function, while fostering alignment with enterprise risk frameworks and supporting the broader audit strategy. Lead and/or provide supervisory oversight to complex audits and ensure completion.

Depth & Scope

• Works autonomously and accountable for acting as a lead within a specialized audit practice area and provide work direction to others
• Provides seasoned specialized knowledge, advice and/or guidance to various stakeholders and team members
• May lead and/or provide supervisory oversight to complex audits and ensure completion
• Knowledge of external competition, industry and/or market trends in relation to own function / business
• Scope of role may have enterprise impact
• Undertakes and completes a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise
• May oversee and/or independently perform concurrent multiple audits and related tasks from end to end
• Ability to process and handle confidential information with discretion

Education & Experience

• Undergraduate degree required
• 7+ years of relevant experience

Preferred Skills

• 7+ years of relevant experience in Technology Audit, Technology Risk, Infrastructure Engineering/Operations, Cybersecurity, IT Controls, or a related field.
• Strong experience with Technology Infrastructure risks and controls, including areas such as operating systems, databases, networks, cloud, infrastructure security, resiliency, vulnerability management, and technology operations.
• Strong experience executing technology audits, including testing, risk identification, controls assessment, and documentation
• Ability to produce high-quality, detailed audit documentation with minimal review comments
• Strong communication skills and willingness to proactively raise issues, concerns, and roadblocks
• Ability to work within a highly regulated environment and adapt to rigorous internal audit / professional practice methodologies
• Preferred certifications - CISA, CIA, CISSP

Customer Accountabilities

• Supports the development and implementation of audit programs by contributing insights and assisting with planning activities
• Participates in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines
• Executes the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
• Completes L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Oversees / leads audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy
• Oversees / leads the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area
• Contributes to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts
• Leads / manages the integrated implementation of policies / processes / procedures / changes across multiple functional areas
• Acts as the audit lead or audit advisor to management and respective teams for area of specialization. Reports on emerging trends, identifying issues and opportunities and recommending action to senior management
• Facilitates key discussions and provide thought leadership to executive audience

Shareholder Accountabilities

• Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assists in identifying control weaknesses / failures, potential opportunities to improve operational efficiencies for their business area
• Actively manages relationships with business lines / corporate and/or control functions and ensures al