Audit Manager I: Lead End-to-End Audits & Controls

Financeroles; Florida; On-site; USD 77,000 - 129,000; Full time

Job summary

TD is seeking an Audit Manager I to execute audits for assigned business units, functions or projects. The role involves providing SME guidance on audits, leading moderately complex audits, and ensuring timely completion of engagements with high-quality documentation.

Ideal candidates will have an undergraduate degree, 5+ years of relevant audit experience, and familiarity with BSA/AML and OFAC regulations. Certifications such as CAMS or CIA are preferred.

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience in audits or related field.
• Experience auditing in BSA/AML/OFAC domain preferred.
• Certifications such as CAMS or CIA are a plus.

Responsibilities

• Conduct audits for assigned business, function, or project as part of a team or individually.
• Oversee end-to-end audits and related engagements.
• Provide SME input on audits and lead moderately complex audits.
• Coordinate with stakeholders and ensure audit documentation is complete and accurate.
• Communicate findings and recommendations to management and audit leadership.

Skills

Audit expertise

BSA/AML/OFAC knowledge

Documentation & testing

Prioritization & multitasking

Confidentiality

Education

Undergraduate degree

5+ years of relevant experience

CAMS/CIA or similar certifications

Job description

TD is seeking an Audit Manager I to execute audits for assigned business units, functions or projects. The role involves providing SME guidance on audits, leading moderately complex audits, and ensuring timely completion of engagements with high-quality documentation.

Ideal candidates will have an undergraduate degree, 5+ years of relevant audit experience, and familiarity with BSA/AML and OFAC regulations. Certifications such as CAMS or CIA are preferred.