Audit Manager I: Lead AI-Driven Internal Audits

TD Securities (USA) LLC; City of Rochester (NY); On-site; USD 110,000 - 130,000; Full time

Job summary

TD Securities in New York, NY seeks an Audit Manager I to lead audits for assigned businesses, leveraging AI and emerging technologies to enhance planning, testing and reporting. You will oversee end-to-end audits, coach staff, and manage time and staffing budgets.

Required: undergraduate degree or accounting designation and 5+ years of relevant experience, strong knowledge of audit standards and banking regulations; travel ~25%.

Qualifications

• Undergraduate degree or accounting designation required.
• 5+ years of relevant experience.
• Proficient knowledge of audit standards, procedures, laws, rules and regulations.
• Knowledge of AI, machine learning concepts and emerging technology risks.
• Demonstrated ability to perform data-driven audits and leverage technology to enhance audit effectiveness.
• Knowledge of current and emerging trends.
• Skilled in mentoring/coaching others.
• Skilled in using computer applications including MS Office.
• Ability to communicate effectively in both oral and written form.
• Ability to work collaboratively and build relationships.
• Ability to work successfully as a member of a team and independently.
• Ability to exercise sound judgement in making decisions.
• Ability to analyze, organize and prioritize work while meeting multiple deadlines.
• Strong knowledge of laws and regulations governing the banking industry.
• Certification highly preferred or willingness to pursue certification.
• Travel 25% or more.

Responsibilities

• Executes audits for an assigned business, function or project as part of a team or as an individual contributor and/or provides expertise on audits ranging in complexity.
• Depth & Scope: Utilize AI and emerging technologies to enhance audit planning, testing, reporting and operational efficiency.
• Works as an audit subject matter expert and may coach and educate others.
• Oversees and/or independently performs audits from end to end.
• May lead moderately complex audits and have responsibility for completion of the audit.
• Undertakes and completes a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise.
• Ability to process and handle confidential information with discretion.
• Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report.
• Responsible for time and staffing budgets for upcoming audits.
• Responsible for planning of audits.
• Responsible for contact with management regarding audit scope, status, and findings.
• May perform testing procedures for more critical areas of audits.
• Provides on-the-job training for staff.
• Supervises findings follow up tasks with management and audit staff.
• May be Auditor in Charge on an Audit.
• May participate and/or lead assigned special projects.
• Provides feedback on staff performance on an audit project basis.

Skills

Audit experience

Data analytics

Mentoring/coaching

MS Office proficiency

Communication skills

AI concepts knowledge

Education

Undergraduate degree or accounting designation

5+ years of relevant experience

Professional certifications preferred

Job description

TD Securities in New York, NY seeks an Audit Manager I to lead audits for assigned businesses, leveraging AI and emerging technologies to enhance planning, testing and reporting. You will oversee end-to-end audits, coach staff, and manage time and staffing budgets.

Required: undergraduate degree or accounting designation and 5+ years of relevant experience, strong knowledge of audit standards and banking regulations; travel ~25%.