Audit Manager - Financial Crime Controls

TD Bank Group; Greenville (SC); On-site; USD 77,000 - 129,000; Full time

Job summary

TD Bank Group is seeking an experienced Internal Audit professional to strengthen the bank's framework for managing financial crime risk. You will provide independent assurance over programs, controls, and risk management across the organization, partnering with business, risk, compliance, and governance teams to support regulatory readiness.

This role requires a strong understanding of financial crime risk, a collaborative approach to stakeholder engagement, and a track record of driving

Qualifications

• Understanding of financial crimes processes and regulations.
• Ability to lead and coach a team of 2-3 staff, coordinating across integrated audit teams.
• IA experience including experience with financial institutions or public accounting co-sourcing projects.
• Preferably CISA certified, or plans for certification within the first year.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards.
• Executes testing of controls including walkthroughs, test scripts, and issue management.
• May develop Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• May complete L1 reviews/sign offs on all audit activities.
• Contributes to the audit planning process for specific audits and manages stakeholder communications.
• Presents objective and independent audit opinion on the adequacy of internal controls.
• Executes follow-up of findings from regulatory and internal audits.
• Provides SME input to audit projects and identifies key risks and control gaps.

Skills

Financial crime risk

Education

Undergraduate degree

5+ years experience

CISA (preferred)

Job description

TD Bank Group is seeking an experienced Internal Audit professional to strengthen the bank's framework for managing financial crime risk. You will provide independent assurance over programs, controls, and risk management across the organization, partnering with business, risk, compliance, and governance teams to support regulatory readiness.

This role requires a strong understanding of financial crime risk, a collaborative approach to stakeholder engagement, and a track record of driving