Toronto Audit Manager – Controls & Assurance

TD Bank Group; Ontario (CA); On-site; USD 58,000 - 82,000; Full time

Job summary

TD Bank Group in Toronto, Ontario, is seeking an experienced audit professional to join our team. You will conduct audits based on approved plans, perform control testing, and document findings in accordance with professional standards.

The role requires at least 5 years of relevant experience, an undergraduate degree, and knowledge of capital markets. CPA/CA/FRM/CFA are assets. You will collaborate with stakeholders to report findings and strengthen internal controls.

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.
• Knowledge/experience in Capital Markets/investment banking an asset.
• CPA, CA, FRM, CFA- considered strong asset

Responsibilities

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion.
• Execute testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid).
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads).
• Contribute to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manage the ongoing audit communications process with the stakeholders during and subsequent to the audit
• Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks

Education

Undergraduate degree

CPA, CA, FRM, CFA assets

Job description

TD Bank Group in Toronto, Ontario, is seeking an experienced audit professional to join our team. You will conduct audits based on approved plans, perform control testing, and document findings in accordance with professional standards.

The role requires at least 5 years of relevant experience, an undergraduate degree, and knowledge of capital markets. CPA/CA/FRM/CFA are assets. You will collaborate with stakeholders to report findings and strengthen internal controls.