Audit Executive - Financial Risk and Lending

SMBC Group

New York (NY)

On-site

USD 220,000 - 300,000

Full time

4 days ago

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Job summary

SMBC Group in New York seeks an Audit Executive Director for Financial Risk and Lending with a minimum of 15 years in banking and finance to lead audit coverage of financial risk management within Internal Audit and/or Risk Management.

Reporting to the Risk, Lending, and Models Business Function Head, the Team Lead will oversee large-scale audits with minimal supervision, conduct risk-based reviews, and support regulators and business stakeholders while ensuring alignment with IIA standards and

Qualifications

Minimum 15 years of risk/audit experience in banking and finance.
Expert knowledge of financial and non-financial risk management and banking/capital markets products.
Expert knowledge of risk related regulatory expectations (e.g., Regulation YY, SR 13-3, SR 11-10, CFR 23.600).
Strong communication and leadership skills; ability to interact with senior management.

Responsibilities

Oversee audits of financial risk management functions (credit, liquidity, risk governance).
Lead risk-based audits of lending portfolios and credit lifecycle processes.
Coordinate with regulators, second-line functions, and stakeholders on planning and issues.
Validate remediation and track closure of regulatory findings.