Associate Qualifications Analyst — Hybrid (DC)

OTC Markets Group Inc; Washington (District of Columbia); Hybrid; USD 68,000 - 83,000; Full time

Benefits offered by this job

Generous PTO

Health, dental, and vision coverage

HSA

Flexible Spending Accounts (FSA)

Parental leave

Annual discretionary bonus

401(k) retirement plan

Commuter transit & parking

Life and disability insurance

Voluntary benefits

Job summary

OTC Markets Group is seeking an Associate, Qualifications Analyst in Washington DC for a hybrid role. You will review issuer applications for OTC markets, conduct due diligence on officers and directors, and monitor ongoing compliance with marketplace rules.

This position offers a blend of in-office collaboration and remote work, located in our Washington DC office. The role targets professionals with a compliance/finance background, strong analytical skills, and the ability to work across

Qualifications

• Bachelor’s degree in Accounting, Finance, Business, Economics, or related discipline.
• 3+ years’ experience in compliance, finance, accounting or related role.
• Ability to conduct research, perform fact-finding, and apply critical analysis to publicly traded companies.
• Familiarity reading a company's financial reports preferred.
• Detail-oriented with the ability to adhere to specific procedural requirements.
• Strong communication and interpersonal skills across diverse groups.
• Comfortable providing customer support via telephone and email.
• Self-motivated, fast learner, able to work independently and in a team.
• Willingness to work in an open office setting.
• Capable of managing and prioritizing multiple tasks at a time.

Responsibilities

• Process issuer applications for OTCQX, OTCQB, and OTCID markets, ensuring compliance with market rules and standards.
• Conduct background checks on officers, directors, and control persons of applicant companies.
• Review financial reports, news releases, and corporate actions to ensure ongoing compliance with marketplace rules.
• Identify and communicate compliance deficiencies to issuers, and track resolution of outstanding issues.
• Assist in the creation, refinement, and review of internal procedures related to issuer qualifications and compliance.
• Maintain and manage issuer data accurately and securely.
• Provide guidance to issuers and service providers on issuer qualifications, disclosure requirements and Issuer products and services.

Skills

Research & analysis

Financial analysis

Communication

Customer support

Multi-tasking

SEC filings

FINRA/SEC knowledge

Excel

Education

Bachelor’s degree in Accounting/Finance

Tools

Microsoft Excel

Job description

OTC Markets Group is seeking an Associate, Qualifications Analyst in Washington DC for a hybrid role. You will review issuer applications for OTC markets, conduct due diligence on officers and directors, and monitor ongoing compliance with marketplace rules.

This position offers a blend of in-office collaboration and remote work, located in our Washington DC office. The role targets professionals with a compliance/finance background, strong analytical skills, and the ability to work across