Associate Financial Planner

ZipRecruiter; Caldwell (KS); On-site; USD 50,000 - 70,000; Full time

Job summary

A leading wealth management firm is seeking an Associate Financial Planner in Caldwell, Idaho. This role focuses on enhancing client relationships and supporting the Lead Financial Planner team. Ideal candidates are self-starters with strong analytical skills and a B.A. or B.S. degree, willing to embrace challenges and contribute to the team's goals.

Qualifications

• Candidates should be self-starters and organized.
• Problem-solving skills with a goal-oriented mindset are essential.
• Ability to work independently and maintain communication with the Lead Planner.

Responsibilities

• Assist in preparing client meetings and follow-up tasks.
• Monitor client financial situations and data entry into software.
• Conduct research and analysis on financial products.

Skills

Strong financial and analytical skills

Problem solver

Organized with strong attention to detail

Strong persuasive and interpersonal skills

Education

B.A. or B.S. degree

FINRA registration (Series 7 and 66)

Job description

Job DescriptionJob Description

We are seeking an Associate Financial Planner for our wealth management firm in our Caldwell, Idaho Office. Candidates who thrive in a small firm environment and want to be involved in all aspects of the business are of high interest to us. At Mainspring Wealth Advisors, we emphasize care for our clients and are looking for team members who not only want to learn from our experienced advisors but also want to focus on strengthening our existing client relationships.

Position Overview

This professional position will primarily focus on being part of a Lead Financial Planner Team in managing existing and new client relationships. You will be expected to assist in various tasks that build efficiency in the processes for the team, as well as specific analytical projects using Microsoft Excel and company software. An adaptive and in-depth understanding of computer skills is essential for the position. Working knowledge of portfolio allocation, investment management, and general financial planning is expected. The Lead Financial Planner will be available to provide mentoring and big picture direction, but you are expected to have the foresight and ability to work independently and anticipate firm needs and client questions.

Initial Responsibilities:

• Assist in the preparation of client meetings and reviews, gathering information, and preparing reports.
• Ensure follow-through on post-meeting tasks for the team, including but not limited to entering notes in CRM, creating Outlook tasks for team members, and coordinating with outside professionals like Estate Planning Attorneys and CPAs.
• Monitor the team mailbox to provide fast and high-quality service to clients. This would include, but not limited to, identifying tasks for team members and ensuring the client is updated on status in a timely and efficient manner
• Input data into the financial planning software and build strategies for the clients in conjunction with the team.
• Conduct research and analysis on investment options and financial products based on the guidance of the Lead Advisor.
• Support team members in handling paperwork and processing client transactions
• Coordinate with other team members to ensure efficient workflow and client service.
• Regularly monitor clients’ financial situations with attention to detail and accuracy

Potential Future Responsibilities:

• Assist in trading and rebalancing of client investment accounts
• Prepare for and participate in client review meetings.

Key Qualifications:

• Self-starter, Organized with strong attention to detail
• Strong financial and analytical skills
• Problem solver, and a goal-oriented team player prepared with a ‘no job is beneath me’ mentality
• Strong persuasive and interpersonal skills
• Able to work independently and keep the Lead Financial Planner aware of progress and hurdles
• B.A. or B.S. degree
• FINRA registration, including Series 7 and 66 (or FINRA recognized equivalents) required or ability to clear the tests within 12 months.
  • If not licensed, comp and title upon hire would reflect this until fully licensed.

Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Mainspring Wealth Advisors is not a registered broker/dealer and is independent of Raymond James Financial Services. For use with financial professionals only.

Company DescriptionMainspring Wealth Advisors, LLC is a fast-growing wealth management office with multiple locations in the Puget Sound area. At Mainspring Wealth Advisors LLC, we emphasize care for our clients, both internal and external, and are looking for candidates that not only want to learn from our experienced advisors, but also want to focus on strengthening our client relationships.

Amazing culture and great leadership team.Company DescriptionMainspring Wealth Advisors, LLC is a fast-growing wealth management office with multiple locations in the Puget Sound area. At Mainspring Wealth Advisors LLC, we emphasize care for our clients, both internal and external, and are looking for candidates that not only want to learn from our experienced advisors, but also want to focus on strengthening our client relationships.

Amazing culture and great leadership team.