Associate Financial Advisor - Client-Focused Wealth

H Cap Connect, LLC; Pepper Pike (OH); Hybrid; USD 65,000 - 90,000; Full time

Job summary

H Cap Connect, LLC in Ohio seeks a Junior Advisor / Associate Financial Advisor to join its advisory team. You will work directly with clients, support senior advisors, and help manage an established client base without needing to build a book.

Located in Pepper Pike with future relocation to the Cedar/Beachwood area, the role offers flexibility in work location and does not require being in the office full-time. You will develop as an advisor, expanding your technical and advisory skills.

Qualifications

• Approximately 2–5 years of experience in an RIA or wealth management setting.
• FINRA Series 7 and 66 licenses or equivalent.
• Experience serving wealth management clients preferred.
• Knowledge of investment accounts, trading, and financial planning lifecycle.
• Strong communication and relationship-building skills.
• Highly organized with strong follow-through and attention to detail.
• Ability to manage multiple client needs and priorities.
• Collaborative, team-oriented approach with professional discretion.

Responsibilities

• Partner with a senior advisor to manage and service existing client relationships.
• Build trusted relationships with clients and become a primary point of contact for their day-to-day needs.
• Participate in client review, financial planning, and investment meetings.
• Gradually take on greater responsibility for meeting preparation, discussions, and follow-up.
• Assist with financial planning and investment analysis.
• Execute trades and assist with portfolio implementation.
• Review client accounts and identify items requiring attention or follow-up.
• Coordinate and execute action items resulting from client meetings.
• Work closely with client service, operations, financial planning, and investment team members.
• Maintain accurate client information, notes, tasks, and follow-up activity.
• Proactively identify ways to improve the client experience and deepen relationships.

Skills

Relationship management

Communication

Attention to detail

Team collaboration

Professional discretion

Education

FINRA Series 7

FINRA Series 66

Job description

H Cap Connect, LLC in Ohio seeks a Junior Advisor / Associate Financial Advisor to join its advisory team. You will work directly with clients, support senior advisors, and help manage an established client base without needing to build a book.

Located in Pepper Pike with future relocation to the Cedar/Beachwood area, the role offers flexibility in work location and does not require being in the office full-time. You will develop as an advisor, expanding your technical and advisory skills.