Associate Financial Advisor

Kestra Financial Independent Advisor; Hartford (CT); On-site; USD 43,000 - 53,000; Full time

Benefits offered by this job

Competitive payout grid

Job summary

Peak Mountain Advisors is seeking an associate financial advisor to join our team in Connecticut. The candidate will support daily financial planning and service current clients, with a path to grow their own clientele within an independent wealth management setting.

Minimum 3-5 years of experience, CT Life/Health/Accident license, FINRA Series 7 and 66. Base income is $48,000 with a competitive grid payout for existing relationships and new clients.

Qualifications

• Minimum 3-5 years of experience in financial advising.
• Life, Health and Accident License – State of CT
• FINRA Series 7 and FINRA 66 License
• Well organized with the ability to manage time effectively with multiple priorities
• Excellent Verbal Communication, Active Listening, Critical Thinking, Strong Ethics
• Clean record with SEC and FINRA

Responsibilities

• Join Peak Mountain Advisors as an associate financial advisor to manage daily financial planning for current clients.
• Support transition of existing book of business and grow with new clientele.
• Provide the highest level of client experience and service.

Job description

Peak Mountain Advisors is looking for an associate financial advisor to join our team. We are an independent wealth management firm founded in 2012. We are looking for someone to help manage daily financial planning and service the needs of existing Peak Mountain Advisors clients. In addition to base compensation, you will have a competitive grid payout for your existing relationships and new clientele. This position is perfect for a financial advisor who is eager to succeed in the independent market while learning from a high-quality advisor with 20 years of experience in the industry. This role is best suited for individuals who have developed a well-rounded understanding and implementation of advising and financial planning with over three years of experience as a financial advisor. This is a great way to join and grow with a team, transition your existing book of business, and maintain financial stability while advancing your career to focus on providing the most excellent client experience.

Minimum 3-5 years of experience in financial advising

Life, Health and Accident License – State of CT

FINRA Series 7 and FINRA 66 License

Well organized with the ability to manage time effectively with multiple priorities

Excellent Verbal Communication, Active Listening, Critical Thinking, Strong Ethics

Clean record with SEC and FINRA

Skills

• Trustworthy, sincere, charismatic and social disposition, able to start up and hold conversations with a diverse demographic of individuals
• Demonstrate a deep understanding of financial markets, and can effectively simplify complex financial concepts while building relationships with clients
• Some knowledge and ability to learn more about trusts, estate planning, tax planning, insurance and complex financial planning
• Coachable and trainable to fit the culture of the company and succeed in a service-orientated business

Annual base income $48,000 plus competitive grid payout