Associate Financial Advisor

Northeast Planning Associates; Hampden (ME); On-site; USD 75,000 - 300,000; Full time

Job summary

A leading company in wealth management seeks a Financial Advisor to join their successful team. This is an entry-level position that offers growth opportunities and a supportive work environment. Candidates should enjoy building client relationships and have relevant financial certifications. Competitive pay, benefits, and career development opportunities are available.

Benefits

401(k)

Health insurance

Life insurance

Referral program

Professional development budget

Mentorship and learning opportunities

Qualifications

• 2 years of experience in the financial planning industry is required.
• Preferred college degree but not required.
• Strong communication and problem-solving skills are essential.

Responsibilities

• Interact with clients and prepare meeting materials.
• Accountable for client retention and daily management tasks.
• Prepare reports for client review meetings.

Skills

Problem solving

Analytical skills

Verbal communication

Written communication

Education

College degree

Tools

FINRA Series 7

FINRA Series 66

State Life & Health Insurance License

Job description

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Northeast Planning Associates provided pay range

This range is provided by Northeast Planning Associates. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$75,000.00/yr - $300,000.00/yr

Direct message the job poster from Northeast Planning Associates

Developing and Supporting advisors and partner relationships

Are you a Financial Advisor looking to expand your career by joining a well-established practice? We have an opportunity for a Financial Advisor to join a successful team with opportunities to become a successor and experience significant growth with the market(s) they service.

Initial Key Areas of Responsibility:

With a strong focus on sales and customer service, we are looking for a Financial Advisor that is a true “people person" who enjoys developing professional and mutually beneficial relationships with a wide variety of customers.

Responsibilities include:

• Involvement in all aspects of pre-client meeting activities such as preparation of meeting agendas, client paperwork, asset allocations, and post-client meeting tasks such as developing meeting notes, performing financial situation analyses, and coordinating planning implementation with outside professionals if necessary
• Interact with clients in-person and over the phone professionally and respectfully
• Prepares reports for client review meetings
• Accountable for client retention, handling day-to-day client management, and advice delivery for clients

Desired Skills and responsibilities:

• FINRA Series 7 & 66
• State Life & Health Insurance License
• 2 years of experience in the financial planning industry
• College degree preferred (but not required)
• Good problem solving and analytical skills
• Mature presence
• Strong verbal and written communication skills
• Capacity to work in a collaborative environment
• Competitive pay with possibility of developing a succession plan
• Professional development budget for CE, local conferences, and training
• Mentorship and Learning Opportunities
• Straightforward, professional, and enjoyable work environment

If you are looking to grow within the wealth management industry, we offer a great working environment, pay, benefits, and a strong career path to grow with a dynamic company. Please respond with your resume, and in your cover letter, address how your experience relates to the job duties and responsibilities of this particular position. Please include your salary requirements as well.

• 401(k)
• Health insurance
• Life insurance
• Referral program
• Monday to Friday

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

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