Associate Financial Advisor

Garry Executive Search; City of Pewaukee (WI); On-site; USD 85,000 - 110,000; Full time

Job summary

Garry Executive Search is seeking an Associate Financial Advisor for a prominent RIA firm in Pewaukee, WI. This role offers significant growth opportunities through mentorship and exposure to various facets of wealth management. Ideal candidates will have a passion for client service, strong communication skills, and a background in financial services. Competitive compensation and a supportive team environment await the right applicant.

Benefits

401(k)

Medical insurance

Vision insurance

Disability insurance

Paid time off

Performance-based bonuses

Qualifications

• 3-6 years of experience in financial services or wealth management.
• Progress toward or completion of CFP designation preferred.
• Series 65 or 66 license.

Responsibilities

• Support senior advisors in managing client relationships.
• Prepare and present financial planning reports for clients.
• Conduct research on market trends and investment products.

Skills

Analytical skills

Communication

Interpersonal skills

Client service

Education

Bachelor’s degree in Finance

Bachelor’s degree in Economics

Tools

Financial planning software

CRM systems

Job description

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Garry Executive Search provided pay range

This range is provided by Garry Executive Search. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$85,000.00/yr - $110,000.00/yr

Additional compensation types

Annual Bonus

Direct message the job poster from Garry Executive Search

Specializing in Talent Acquisition for the Financial Services and Wealth Management Industries

Garry Executive Search is proud to represent an established and growing Registered Investment Advisory (RIA) firm that provides comprehensive financial services to high-net-worth individuals and families. Our client is deeply committed to delivering personalized financial planning, investment management, and estate planning services.

They are currently seeking a motivated and talented Associate Financial Advisor to join their team. This is a fantastic opportunity for an early-career advisor looking to grow with a firm that prioritizes mentorship, client relationships, and professional development. You will work alongside senior advisors to deliver custom financial solutions, learning the nuances of wealth management while developing into a lead advisor role.

Key Responsibilities:

• Support senior advisors in managing client relationships by assisting in the development of comprehensive financial plans, including retirement planning, investment strategies, and estate planning.
• Participate in client meetings to gather data, provide updates, and implement financial strategies.
• Prepare and present financial planning reports that meet the unique needs of each client.
• Conduct research on market trends, investment products, and portfolio performance to ensure alignment with client goals.
• Collaborate with the advisory team on strategies related to asset allocation, tax planning, and risk management.
• Provide ongoing client support by handling inquiries, monitoring portfolios, and making adjustments based on financial objectives and market conditions.
• Ensure adherence to regulatory requirements and stay informed about financial planning best practices.

Qualifications:

• Bachelor’s degree in Finance, Economics, or related field.
• 3-6 years of experience in financial services, wealth management, or financial planning.
• Progress toward, or completion of, CFP designation preferred.
• Series 65 or 66
• Proficiency in financial planning software (e.g., eMoney, MoneyGuidePro) and CRM systems.
• Excellent communication and interpersonal skills, with a passion for client service and relationship-building.
• Strong analytical skills and an ability to work independently and as part of a team.

What’s in it for You:

• Growth Opportunity: This role is designed with career progression in mind, offering you the potential to evolve into a lead financial advisor position.
• Mentorship & Collaboration: Work closely with senior advisors in a team-oriented environment that supports your development as a financial professional.
• Client Impact: Make a meaningful difference in clients’ financial lives by helping them navigate complex wealth management decisions.
• Competitive Compensation: Includes a competitive base salary, performance-based bonuses, comprehensive benefits, 401(k), and paid time off.

How to Apply:

If you are ready to take the next step in your financial advisory career and work for a client-focused, growth-oriented RIA firm, Garry Executive Search invites you to apply. Please submit your resume and cover letter via LinkedIn or email to [e-mail].

Garry Executive Search is dedicated to providing exceptional recruiting services to wealth management firms. We are an Equal Opportunity Employer and encourage candidates from all backgrounds to apply.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

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Inferred from the description for this job

Medical insurance

Vision insurance

401(k)

Disability insurance

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