Associate director audit expert

UBS; Nashville (TN); Remote; USD 90,000 - 120,000; Full time

Job summary

UBS is seeking an Associate Director, Audit Expert in Nashville, TN, to lead investment bank audits and ensure compliance with internal standards. The role involves risk assessment, audit planning, and collaboration with senior management. Remote work is possible.

Qualifications

• 5 years experience in audit roles or related occupations.
• Experience with capital markets and investment banking audits.

Responsibilities

• Plan and execute investment bank audits.
• Write audit reports and document issues.
• Review issue remediation activities.

Skills

Audit Planning

Risk Assessment

Capital Markets

Control Environment Improvement

Education

Bachelor's degree in Accounting and Finance

Job description

United States - Tennessee

Audit

Group Functions

Job Reference #

319442BR

City

Nashville

Job Type

Full Time

Your role

UBS Business Solutions US LLC is seeking an Associate Director, Audit Expert - IB Derivatives and Solutions in Nashville, TN.

Are you an innovative thinker? Are you focused on the details, even when under pressure? Do you enjoy delivering enhanced change capabilities across a range of business functions?

We’re looking for an Associate Director, Audit Expert - IB Derivatives and Solutions to:

1. Plan, execute and work on investment bank audits including the ESE relevant audits, issue assurance, risk assessment and internal quality assurance.
2. Perform a continuous risk assessment for allocated risk assessment units. Assist in monitoring the adherence to the four year cycle plan. Attend key committees and forums relevant to the stream.
3. Meet GIA internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required.
4. Write issues and audit reports that are fully supported by the work done and in line with the GIA methodology that require minimal feedback from reviewers. Document and communicate audit issues, root causes and risks to stakeholders and senior management.
5. Review issue remediation activities completed by the business, to assess whether these have sustainably addressed relevant risks and root causes of the issues. Develop and maintain relationships with auditees and senior management, assisting in preparing for the regulatory exams.
6. Can work remotely.

Qualified Applicants apply through [e-mail]. Please reference 001613. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

You’ll be working in the Group Internal Audit team in Nashville, TN.

Your expertise

Education & Experience Requirement:

• This position requires a Bachelor's degree or foreign equivalent in Accounting and Finance, or related field of study plus five (5) years of experience in the job offered or as an Audit Manager, Senior Associate, Financial Services Auditor, or related occupation.

Position requires experience with the following:

• Capital markets, Investment banking audits, Audit planning;
• Key risk and control identification and assessment, audit execution, including testing and documentation;
• Identifying issues and developing recommendations on improving the control environment and process efficiencies, preparing audit reports and post report assurance;
• Performing continuous risk identification and assessment;
• Monitoring auditable business/entities with global coverage;
• Identifying current and emerging risks and inadequacies in processes, audit insights, including in relation to risk culture and behavior.

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.