Associate Counsel

Ameriprise Financial; Charlotte (NC); Hybrid; USD 79,000 - 138,000; Full time

Benefits offered by this job

In-office 4 days/week

Hybrid work flexibility

Job summary

Ameriprise Financial seeks an attorney to support the asset management business, advising on U.S. regulatory frameworks and negotiating trading and advisory agreements. The role requires collaboration with trading, risk, compliance, and operations teams, and sits in multiple cities including Charlotte.

The candidate should have a JD and up to 3 years of relevant experience, with strong drafting and communication skills. In-office collaboration is emphasized with some remote work.

Qualifications

• Juris Doctor and active bar membership required.
• 0–3 years of experience in a law firm or in-house at a financial institution.
• Knowledge of U.S. financial regulation and asset management frameworks.
• Strong drafting, negotiation and analytical skills.
• Ability to synthesize complex legal issues into practical advice.

Responsibilities

• Advise on U.S. regulatory frameworks including Dodd-Frank, SEC and CFTC rules, and Advisers Act.
• Draft, review and negotiate trading and advisory agreements, ISDA Master Agreements, CSAs, MSFTAs, and other documentation.
• Support fund launches and new product development as needed.
• Partner with trading, risk, compliance, operations, client management and product teams.

Skills

JD + bar

US financial regs

Drafting & negotiation

Trading docs

Stakeholder mgmt

Analytical skills

Independent work

Education

Juris Doctor (JD)

Tools

ISDA Master Agreements

CSAs

MSFTAs

Job description

About Our CompanyWe’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.Job DescriptionWe are seeking an attorney to join our Legal Department to provide broad legal support for the firm’s asset management business, including support of portfolio management, research and trading activities, investment products and related regulatory matters. This role partners closely with trading, product, compliance, and operations teams to provide ongoing support to the front office business. launches and regulatory compliance. The ideal candidate will either be comfortable advising on the regulatory framework applicable to a globally operating asset management business (including SEC and CFTC laws and regulations in the US) or be able and willing to quickly learn and implement that knowledge.This role can sit in either Minneapolis, Boston, New York, or Charlotte.Key Responsibilities:Regulatory AdvisoryAdvise on U.S. regulatory frameworks including Dodd-Frank, SEC and CFTC rules, Investment Advisers Act, FINRA and state securities laws.Monitor regulatory developments across derivatives, trading and advisory and assess impact on business practices and documentation.Provide guidance on cross-border regulatory requirements including EMIR and margin rules where applicable.Documentation & NegotiationDraft, review and negotiate trading and advisory agreements, including ISDA Master Agreements, CSAs, MSFTAs, futures and options documentation, prime brokerage and advisory agreements.Maintain legal templates, playbooks and negotiation guidelines.Product & Strategic SupportSupport fund launches and new product development as neededProvide legal input on trading strategies, investment products, and client solutions.Stakeholder EngagementPartner with trading, risk, compliance, operations, client management and product teams.Coordinate with counterparties, regulators and outside counsel.Required Qualifications:Juris Doctor (JD) and active bar membership.0–3 years of experience in a law firm or in-house at a financial institution.Knowledge of trading documentation is desirable however not a mustUnderstanding of U.S. financial regulation and investor protection frameworksKnowledge of asset management businessStrong drafting, negotiation and analytical skills.Strong communication, presentation and stakeholder management skills.Ability to synthesize complex legal issues into practical advice.Self-motivated with ability to work independently in a fast-paced environment.Ability to manage multiple priorities and work collaboratively across teams.Preferred Qualifications:Prior experience with US fund structures or trading documentation is preferred.In-Office CollaborationWe are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least four (4) days per week, with flexibility to work from home one (1) day per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.Visa SponsorshipApplicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).Base Pay SalaryThe estimated base salary for this role is $78,700 - $138,200 / year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.Full-Time/Part-TimeFull timeExempt/Non-ExemptExemptJob Family GroupLegal AffairsLine of BusinessGCO General Counsel's OrganizationAmeriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.