Associate, Compliance (transaction monitoring)

Riskinfo.ai; New York (NY); Hybrid; USD 70,000 - 90,000; Full time

Job summary

A leading firm in the crypto and Web3 space is seeking an Associate in Compliance to assess transaction monitoring alerts and improve compliance operations. You will collaborate with experienced professionals to enhance the compliance program while contributing to the evolving landscape of digital finance. The position requires in-person attendance twice weekly at select offices.

Qualifications

• Strong understanding of compliance and AML/BSA/Sanctions regulations.
• Experience in a fast-paced environment.
• Ability to balance multiple projects and priorities.

Responsibilities

• Conduct first-level assessments of transaction monitoring alerts.
• Work with the Compliance Data and Technology team.
• Monitor outreach to customers for activity clarification.
• Participate in remediation efforts and audits.

Skills

Transaction Monitoring

Compliance Program Development

Customer Outreach

Data Analysis

Job description

Associate, Compliance (transaction monitoring)

Location :

New York, NY, USA

Job Type :

Key Responsibilities

1. Conduct first-level assessments of fiat and virtual currency Transaction Monitoring Alerts to assess whether such activity warrants further investigation

2. Work closely with the Compliance Data and Technology team as part of ongoing tuning exercises of the firm’s Transaction Monitoring System

3. Conduct and monitor outreach to customers to gather additional information about their activities

4. Balance numerous projects, queues and priorities in a fast-paced environment

5. Participate in ad-hoc remediation or business specific projects which may include examinations and/or external audits

In this role, you will work with a team of experienced compliance professionals responsible for critical functions within the Compliance and AML/BSA/Sanctions program. You will have responsibilities including, but not limited to, performing first-level analysis and adjudication of Transaction Monitoring alerts, conducting and monitoring outreaches to customers, and other critical components/development of the compliance program that may arise from time to time.Gemini’s Compliance team is constantly evolving and developing new operations and controls. In this role, you will contribute to that development by rolling-up your sleeves and building the future of money, while being an integral part of a best-in-class Transaction Monitoring team.This role is required to be in person twice a week at either our Seattle, WA, New York City, NY, or Miami, FL office.

About Company

Gemini is a global crypto and Web3 platform founded by Tyler Winklevoss and Cameron Winklevoss in 2014. Gemini offers a wide range of crypto products and services for individuals and institutions in over 70 countries.Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we help you buy, sell, and store your bitcoin and cryptocurrency.At Gemini, our mission is to unlock the next era of financial, creative, and personal freedom.