Associate Analyst, Performance and Data Reconciliation

LPL Financial LLC; Fort Mill, Town of Charlotte (SC, NY); On-site; USD 59,237,000 - 99,187,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial Holdings Inc. is seeking a Performance and Data Reconciliation Associate Analyst to provide resolutions for client reporting applications and escalations, delivering a high level of service to clients.

You'll collaborate across teams, analyze investment activity, verify performance figures, and identify defects while supporting risk mitigation and process improvements. This role emphasizes client focus, teamwork, and ongoing process enhancements in a fast-paced environment.

Qualifications

• 2+ years in financial services with client facing or operations experience.
• Strong analytical and problem-solving skills with a keen attention to detail.
• Must have excellent verbal, listening, and written skills.

Responsibilities

• Collaborating with team members on multiple and possibly overlapping client requests.
• Supporting clients by fielding escalations and providing performance related explanations.
• Transaction accounting to analyze firm wide investment activity.
• Reviewing and validating performance figures and resolving any resulting discrepancies.
• Collaborating effectively and efficiently with other business units to correct recurring issues.
• Identifying reporting defects.
• Documenting data quality issues, performance measures, and quality improvements.
• Implementing solutions with management direction.
• Overseeing existing processes and mitigating risk against future firm impact.

Skills

Analytical thinking

Problem-solving

Communication skills

Collaboration

Customer service

SQL (learn)

SIE / Series 99 preferred

Tools

SQL Studio

Job description

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview

The Performance and Data Reconciliation (PDR) Associate Analyst is responsible for providing resolutions to all questions or requests related to all LPL Client Reporting Applications and/or software. PDR serves as a dedicated liaison for advanced Client Reporting escalations and strives to provide an unparalleled service experience to ensure all Client Reporting needs are exceeded. This role requires a strong customer focus in order provide top tier service experience.

Responsibilities

• Collaborating with team members on multiple and possibly overlapping client requests.
• Supporting clients by fielding escalations and providing performance related explanations.
• Transaction accounting to analyze firm wide investment activity.
• Reviewing and validating performance figures and resolving any resulting discrepancies.
• Collaborating effectively and efficiently with other business units to correct recurring issues.
• Identifying reporting defects.
• Documenting data quality issues, performance measures, and quality improvements.
• Implementing solutions with management direction.
• Overseeing existing processes and mitigating risk against future firm impact.

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements

• 2+ years in financial services with client facing or operations experience (comparable experience may be considered)

Core Competencies

• Capable of performing under pressure and adapt to changes in a team-oriented environment
• Strong analytical and problem-solving skills with a keen attention to detail
• Must have excellent verbal, listening, and written skills

Preferences

• Strong understanding of managing investment performance data
• Understanding of time-weighted and money-weighted performance calculations
• Knowledgeable in portfolio and investment sleeve transaction accounting and reconciliation
• Ability to interpret data and analyze results using statistical techniques and provide ongoing reports
• Working knowledge of SQL Studio and willingness to learn
• SIE, Series 99 preferred

Pay Range

Pay Range: $20.85-$34.71/hour Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.

Benefits

• Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Company Overview

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit www.lpl.com. Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. EAC 5.19.26 LPL Financial is the nation’s largest independent broker-dealer.* Our company is widely known for its financial strength, exceptional service, and favorable industry reputation among financial professionals. To understand who we are, it’s important to know our core belief: financial guidance is a fundamental need for everyone. LPL Financial creates the space to let you do what you do best – create personal, long-term client relationships that turn financial aspirations into realities. Each year, thousands of financial professionals successfully manage billions of dollars in assets. Because our company is not too big and not too small, you can seize the opportunity to make a real impact. To learn more about our organization visit our About LPL page. * As reported by Financial Planning magazine, June 1996-2019, based on total revenue. Want to learn more about the benefits of working at LPL? Check out the links below! We Are LPL Benefits Culture Social Responsibility

Information on Interviews

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at [phone].

EOE.