Assistant Director & Senior Enforcement Attorney

SEC; New York (NY); On-site; USD 140,000 - 190,000; Full time

Job summary

The Division of Enforcement, Complex Financial Instruments Unit (CFI) seeks a Supervisory General Attorney (Assistant Director) to oversee complex enforcement matters and guide investigative teams under the CFI Chief. Applicants should ensure all documents are complete by the closing date.

Qualifying education includes a J.D. or LL.B. and active bar membership; experience in applying securities laws and conducting investigations is essential for SK-17 level duties.

Qualifications

• J.D. or LL.B. degree required.
• Active bar membership in good standing required.
• All qualification requirements must be met by closing date.

Responsibilities

• Apply knowledge of Federal securities laws and Commission rules.
• Conduct investigations, civil cases or administrative proceedings.
• Apply knowledge of the securities market in enforcement actions.

Skills

Legal Analysis

Critical Thinking

Strategic Execution

Program Management

Education

J.D. or LL.B. degree

Active bar admission in US

Job description

The Division of Enforcement, Complex Financial Instruments Unit (CFI) seeks a Supervisory General Attorney (Assistant Director) to oversee complex enforcement matters and guide investigative teams under the CFI Chief. Applicants should ensure all documents are complete by the closing date.

Qualifying education includes a J.D. or LL.B. and active bar membership; experience in applying securities laws and conducting investigations is essential for SK-17 level duties.