Asset Management & Securities Associate – Hybrid

SteveRecruiter, LLC; Philadelphia (Philadelphia County); Hybrid; USD 234,000 - 286,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

401(k) retirement plan

Job summary

Our client, a global AmLaw 50 firm with a nationally recognized financial services practice, seeks an Associate Attorney to join its growing team in a hybrid role across multiple U.S. offices, including Los Angeles, San Francisco, Boston, New York, Philadelphia, and Washington, DC.

The candidate will advise asset managers, investment advisers, and funds on regulatory matters, fund formation, and investigations, with exposure to ETFs, BD/commodities and digital assets within a leading regulatory

Qualifications

• JD from a top-tier law school with an excellent academic record.
• Active Bar Admission in relevant jurisdiction, in good standing.
• 3–7 years of substantive experience in financial services, investment management or securities law.

Responsibilities

• Advise asset managers, investment advisers, broker-dealers, and investment funds on a wide range of federal securities and financial services regulatory matters.
• Counsel clients on fund formation, registration, compliance, and ongoing regulatory obligations.
• Assist clients with regulatory examinations, investigations, and enforcement matters.
• Provide guidance on broker-dealer and commodities regulation, as well as emerging issues involving blockchain and digital assets.
• Work closely with clients on cross-border regulatory issues impacting global asset management operations.
• Collaborate with cross-functional teams to deliver strategic, business-oriented legal solutions.

Skills

Regulatory compliance

Analytical skills

Written & verbal communication

Collaboration

Education

Juris Doctor (JD) from a top-tier law school

Job description

Our client, a global AmLaw 50 firm with a nationally recognized financial services practice, seeks an Associate Attorney to join its growing team in a hybrid role across multiple U.S. offices, including Los Angeles, San Francisco, Boston, New York, Philadelphia, and Washington, DC.

The candidate will advise asset managers, investment advisers, and funds on regulatory matters, fund formation, and investigations, with exposure to ETFs, BD/commodities and digital assets within a leading regulatory