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Job summary
A financial services company located in Delaware is seeking a Compliance Analyst to review Anti-Money Laundering (AML) referrals and conduct thorough investigations. The ideal candidate will have a Bachelor’s degree, 0-2 years of relevant experience, and strong analytical skills. This role involves managing individual caseloads, performing KYC research, and ensuring adherence to regulatory guidelines. The company offers a supportive environment to develop your skills in compliance and risk assessment.
Qualifications
0-2 years’ relevant experience.
Comprehensive knowledge of AML regulations preferred.
Strong organizational skills with the ability to manage multiple priorities and deadlines effectively.
Responsibilities
Review and assess Anti-Money Laundering (AML) referrals.
Initiate and create manual cases for investigations.
Conduct in-depth Know Your Customer (KYC) and account research.
Skills
Effective verbal and written communication skills
Analytical skills
Problem-solving skills
Organizational skills
Education
Bachelor’s degree or equivalent experience
Job description
Responsibilities
Review and assess Anti-Money Laundering (AML) referrals originating from various business units, ICRM, and other internal teams across Client.
Analyze referral activity to identify potential risks and determine the necessity for further investigation.
Initiate and create manual cases, ensuring all relevant information is captured for subsequent action by execution analysts.
Conduct in-depth Know Your Customer (KYC) and account research utilizing a variety of internal systems and platforms.
Identify and document client relationships within the firm’s banking infrastructure to support holistic risk assessment.
Manage and prioritize individual caseloads effectively, ensuring timely completion and adherence to established Service Level Agreements (SLAs).
Contribute to control-related tasks, initiatives, and special projects as required, supporting the overall compliance framework.
Adhere to all established departmental procedures, policies, and regulatory guidelines to ensure consistent and compliant work performance.
Document and report review findings accurately, preparing clear and concise summaries for case files.
Collaborate with internal stakeholders to gather additional information pertinent to active cases, ensuring comprehensive investigation.
Qualifications
0-2 years’ relevant experience
Comprehensive knowledge of AML regulations preferred
Effective verbal and written communication skills
Excellent analytical and problem solving skills
Strong organizational skills with the ability to manage multiple priorities and deadlines effectively.
Education
Bachelor’s/University degree or equivalent experience