Analyst – Operational Risk (Regulatory Governance) REMOTE

Madison-Davis, LLC; New York (NY); Remote; USD 65,000 - 100,000; Full time

Job summary

An innovative firm is seeking a detail-oriented Analyst specializing in Operational Risk and Regulatory Governance. This remote role focuses on managing the lifecycle of regulatory examinations and findings within a compliance framework. You will coordinate with internal teams and regulatory agencies, ensuring accuracy in responses and effective resolution of findings. With a strong emphasis on project management and technical skills, this position offers the opportunity to enhance compliance systems and contribute to organizational alignment with evolving regulatory standards. Join a dynamic team and play a key role in maintaining compliance excellence.

Qualifications

• Experience in regulatory compliance or audit response is essential.
• Strong understanding of regulatory expectations and issue remediation.

Responsibilities

• Coordinate with teams and regulatory agencies during examinations.
• Track and report on regulatory findings from audits and assessments.
• Administer the findings management platform for compliance alignment.

Skills

Regulatory Compliance

Project Management

Technical Proficiency

Analytical Skills

Communication Skills

Tools

Findings Management Platform

Compliance Systems

Job description

Analyst – Operational Risk (Regulatory Governance) REMOTE

Seeking a detail-oriented specialist to manage the full lifecycle of regulatory examinations and findings tracking within an organization's compliance framework. This role combines regulatory knowledge, project management, and technical skills to support exam readiness, issue resolution, and system administration related to compliance findings.

Key Responsibilities:

• Coordinate between internal teams and regulatory agencies during examinations.
• Assist in compiling responses to regulatory inquiries, ensuring accuracy and completeness.
• Track, monitor, and report on regulatory findings from audits, assessments, and exams.
• Oversee the resolution process of findings, ensuring timely and effective remediation.
• Partner with internal stakeholders to implement corrective actions for identified issues.
• Maintain accurate and consistent documentation of regulatory findings in designated systems.
• Administer the findings management platform to ensure optimal performance and compliance alignment.
• Collaborate with IT and vendors to configure and improve the findings management system.
• Provide end-user support and troubleshooting for system-related issues.
• Ensure integration between findings management tools and other risk or compliance platforms.
• Develop reports and dashboards that reflect the status and progress of findings remediation.
• Prepare executive-level summaries for management and oversight bodies.
• Ensure organizational alignment with regulatory requirements through effective issue management.
• Offer training and guidance on system usage and findings resolution procedures.
• Recommend process and system enhancements in response to regulatory changes.
• Participate in internal reviews and audits to verify proper documentation and resolution of findings.
• Support the creation and improvement of policies related to exams and findings management.
• Maintain awareness of evolving regulatory standards and best practices.

Qualifications:

• Proven experience in regulatory compliance, findings management, or audit response.
• Strong understanding of regulatory expectations and issue remediation practices.
• Technical proficiency in managing compliance systems or modules.
• Effective communication, analytical, and organizational skills.

Ability to work cross-functionally with Legal, Compliance, Risk, and IT teams.