AML Sr Investigator III- List Screening Operations (LSO)

Capital One; Richmond (VA); On-site; USD 106,700 - 121,700; Full time

Benefits offered by this job

Comprehensive health benefits

Performance-based incentives

Inclusive workplace culture

Job summary

A leading financial services company seeks an experienced AML Sr Investigator III to oversee a team of investigators. Responsibilities include supervising daily operations, ensuring compliance with AML regulations, and reporting findings to management. The ideal candidate will have at least 3 years of AML experience and 2 years of management experience. The role offers competitive compensation, including performance-based incentives and comprehensive benefits, based in Richmond, VA.

Qualifications

• Minimum 3 years of AML experience within financial services.
• At least 2 years of people management experience.
• Experience in operational management preferred.

Responsibilities

• Supervise daily workflow and operational metrics.
• Manage and develop a team of investigators.
• Assess internal trends and make policy recommendations.

Skills

Analytical writing

Communication skills

Organizational skills

Time-management

Education

High School Diploma or equivalent

Bachelor’s Degree

Job description

AML Sr Investigator III- List Screening Operations (LSO)

Join to apply for the AML Sr Investigator III- List Screening Operations (LSO) role at Capital One.

The AML Senior Investigator III is responsible for the direct supervision, development, training, and education of a team of investigators. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanction activities as well as managing the workflow of the AML team.

Capital One's List Screening Operations (LSO) performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally‑mandated economic sanctions. This program targets dangerous or criminal individuals, organizations, and governments to deny them access to financial services. Additionally, LSO conducts screening, research, and disposition against various lists, including Financial Crime Enforcement Network (FinCEN), Negative News, and Politically Exposed Person (PEP). LSO also supports Anti‑Money Laundering (AML) processes, which may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence.

Responsibilities

• Operational Management; supervise daily workflow, operational queues, and metrics
• Manage, develop, train, and lead a team of investigators
• Write and deliver performance reviews, including development action plans
• Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
• Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
• Report (verbally and written) potential findings to management in a timely manner
• Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
• Serve as Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
• Strong analytical writing and communication skills; use of excellent organizational and time‑management skills

Basic Qualifications

• High School Diploma, GED or equivalent certification
• At least 3 years of Anti‑Money Laundering (AML) experience within financial services
• At least 2 years of people management experience

Preferred Qualifications

• Bachelor’s Degree
• 4+ years of AML experience within financial services industry
• 3+ years of people management experience
• 1+ year of process management experience
• Certified Anti‑Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Salary ranges by location:

• Chicago, IL: $106,700 - $121,700
• Jericho, NY: $128,000 - $146,100
• McLean, VA: $117,300 - $133,900
• New Orleans, LA: $106,700 - $121,700
• Plano, TX: $106,700 - $121,700
• Richmond, VA: $106,700 - $121,700
• Riverwoods, IL: $106,700 - $121,700
• Wilmington, DE: $106,700 - $121,700

The role also may earn performance‑based incentive compensation, including cash bonuses and/or long‑term incentives.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.

For technical support or questions about Capital One's recruiting process, please send an email to [e-mail].