AML/KYC Quality Control Analyst

Mindlance; New Castle (DE); On-site; USD 65,000 - 85,000; Full time

Job summary

A national recruiting company is seeking an AML/KYC Quality Control Analyst to ensure high quality standards for KYC and Enhanced Due Diligence work. The role involves reviewing cases for adherence to procedures, identifying critical issues, and supporting KYC analysts. This is an urgent position with a banking client in New Castle, DE or Irving, Texas, and the hiring manager is actively interviewing candidates. Excellent communication and a strong understanding of regulatory environments are required.

Qualifications

• Proven experience in KYC and Enhanced Due Diligence (EDD) processes.
• Ability to work under minimal supervision and within a team environment.
• Strong understanding of regulatory control environments.

Responsibilities

• Ensure high quality standards for KYC and EDD casework.
• Review cases for adherence to EDD procedures.
• Identify and elevate critical issues to Quality Control Supervisor.
• Assist in training and guiding KYC analysts.

Skills

KYC Quality Control

Data analysis

Regulatory compliance

Communication

Job description

Mindlance is a national recruiting company which partners with many of the leading employers across the country. Feel free to check us out at http://www.mindlance.com.

Job Description

Job title: AML/KYC Quality Control Analyst

Location: ONE PENNS WAY, BLDG 1, NEW CASTLE, DE 19720 USA OR Irving, Texas

Duration: 12+ months contract (with possibility of extension)

Job Type: Onsite Job

Current Status: Actively Interviewing

Please confirm candidate location on resume while submittal.

JOB DESCRIPTION:

KYC Quality Control ("QC") Analyst work to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The QC Specialist will review cases for adherence to EDD procedures and ensure analyst conclusions are clear, complete and supported by the information in the file. The QC specialist will also identify and elevate critical issues to their Quality Control Supervisor. The QC specialist will assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC analyst file work. KYC QC Specialists will serve as a key support resource for delivering training and guidance to KYC analysts. The KYC QC Specialist will decrease regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. The QC Specialist operates in a team environment and has regular interaction with Business, Operations and AML Compliance management, as well as KYC and QC teams. The QC Specialist should be able to work under minimal supervision.

Participate in a risk-based AML-specific testing program, adhering to the Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end assessments of the regulatory control environment.

• Perform Compliance testing processes and activities in accordance with the Global Compliance Testing standards. Ensure the testing is completed timely and within quality expectations including writing clear and concise summaries and reports with the appropriate supporting workpaper documentation.
• Become fully familiar with using and incorporating the Global Compliance Testing standards related to research, planning, test execution and reporting/conclusion. Ensuring the workpaper documentation is within the guidelines and standards.
• Complete key projects as assigned by the Compliance Testing Management.
• Recognize, document and assess key risks, control environments, and applicable regulations.
• Effectively use data analysis to assist in the completion of testing activities.
• Maintain proactive communication with Senior Management including periodic updates on engagement progress and identified or potential issues.

Additional Information

This is an urgent opening with one of our banking client at New Castle, DE OR Irving, Texas. Hiring manager is actively interviewing candidate will close this position ASAP. If you are interested and a good match please respond to this posting with your recent updated copy of resume or you can reach me on my direct number 732-333-8796.