AML Compliance Specialist – Gaming & Financial Integrity

WarHorse Casino; Lincoln (NE); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Federal Employees Medical Coverage

Full insurance coverage

401(k) with immediate vesting & match

Quarterly incentive program

Vacation, holiday & sick days

Discounted meal program

Job summary

WarHorse Gaming—a division of Ho-Chunk, Inc.—seeks a Compliance Specialist for its Lincoln admin office to support the AML program and state/federal regulatory obligations. The role covers CTR/SAR filing, KYC reviews, and investigations, with a focus on maintaining program integrity and risk mitigation.

The incumbent will assist with AML audits, training materials, and continuous program improvements, while ensuring confidentiality and compliance with Nebraska Gaming regulations and company

Qualifications

• Must be 19 years of age or older
• Two (2) years of experience in gaming, banking, or auditing preferred
• College degree or equivalent combination of education and experience preferred
• Knowledge of Title 31 and the Bank Secrecy Act preferred
• Knowledge of applicable federal, state, and local regulations
• Proficiency in Microsoft Office and database research
• Strong problem-solving, mediation, and consulting skills
• Excellent written and verbal communication skills
• Strong organizational skills and attention to detail
• Ability to work independently and collaboratively across all levels of the organization

Responsibilities

• Support and maintain compliance with the Mission, Vision, and Values of WarHorse Gaming.
• Manage and maintain the Title 31 Compliance Program, ensuring accurate capture of currency transactions, daily audits, and timely filing of Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs).
• Support the Director of Compliance in maintaining the Know Your Customer (KYC) program, including patron reviews and risk rating.
• Conduct AML investigations, including customer due diligence (CDD) and enhanced due diligence (EDD).
• Analyze exception reports and transaction discrepancies, providing recommended actions to leadership.
• Work with internal teams to develop monitoring criteria for detecting unusual activity.
• Identify and investigate suspicious activities using system data, preparing detailed SAR narratives.
• Provide guidance to internal and external partners regarding AML obligations.
• Assist with AML audits and regulatory reporting.
• Support continuous development of AML programs, training materials, and system capabilities.
• Conduct routine assessments of Responsible Gaming compliance with Nebraska Racing and Gaming Commission standards.
• Assist with compliance-related investigations, audits, and special projects as assigned.
• Maintain confidentiality, accuracy of records, and adherence to company policies and regulatory standards.
• Perform administrative tasks including data entry, scanning, file maintenance, and report preparation.
• Foster positive team member relations and cross-department collaboration.
• Maintain a professional appearance, ethics, and demeanor.

Skills

Attention to detail

Communication skills

Independent & collaborative work

Regulatory knowledge

Education

College degree or equivalent

2 years experience in gaming/banking/auditing

Tools

Microsoft Office

Job description

WarHorse Gaming—a division of Ho-Chunk, Inc.—seeks a Compliance Specialist for its Lincoln admin office to support the AML program and state/federal regulatory obligations. The role covers CTR/SAR filing, KYC reviews, and investigations, with a focus on maintaining program integrity and risk mitigation.

The incumbent will assist with AML audits, training materials, and continuous program improvements, while ensuring confidentiality and compliance with Nebraska Gaming regulations and company