AML & Compliance Specialist

Socket.dev; Lincoln (NE); On-site; USD 60,000 - 90,000; Full time

Benefits offered by this job

Medical coverage

401(k) with company match

Vacation, holidays & sick days

Discounted meal program

Job summary

WarHorse Gaming is seeking a Compliance Specialist to support the Director of Compliance and the AML team in enforcing federal and state regulations, including BSA. This role minimizes regulatory risk, maintains reporting programs, and assists with investigations to safeguard integrity.

The ideal candidate will contribute to CTR/SAR filing, KYC processes, and AML investigations while collaborating across departments to strengthen monitoring and training programs.

Qualifications

• Must be 19 years of age or older.
• Two years of experience in gaming, banking, or auditing preferred.
• College degree or equivalent combination of education and experience preferred.
• Knowledge of Title 31 and the Bank Secrecy Act preferred.
• Strong problem-solving, mediation, and consulting skills.
• Excellent written and verbal communication skills.
• Knowledge of applicable federal, state, and local regulations.
• Proficiency in Microsoft Office and database research.

Responsibilities

• Support and maintain compliance with the Mission, Vision, and Values of WarHorse Gaming.
• Manage and maintain the Title 31 Compliance Program, ensuring accurate capture of currency transactions, daily audits, and timely filing of CTRs and SARs.
• Support the Director of Compliance in maintaining the KYC program, including patron reviews and risk rating.
• Conduct AML investigations, including customer due diligence (CDD) and enhanced due diligence (EDD).
• Analyze exception reports and transaction discrepancies, providing recommended actions to leadership.
• Work with internal teams to develop monitoring criteria for detecting unusual activity.
• Identify and investigate suspicious activities using system data, preparing detailed SAR narratives.
• Provide guidance to internal and external partners regarding AML obligations.
• Assist with AML audits and regulatory reporting.
• Support continuous development of AML programs, training materials, and system capabilities.
• Conduct routine assessments of Responsible Gaming compliance with Nebraska Racing and Gaming Commission standards.
• Assist with compliance-related investigations, audits, and special projects as assigned.

Skills

Attention to detail

Communication skills

Problem solving

Independent worker

Education

College degree or equivalent

Tools

Microsoft Office

Job description

WarHorse Gaming is seeking a Compliance Specialist to support the Director of Compliance and the AML team in enforcing federal and state regulations, including BSA. This role minimizes regulatory risk, maintains reporting programs, and assists with investigations to safeguard integrity.

The ideal candidate will contribute to CTR/SAR filing, KYC processes, and AML investigations while collaborating across departments to strengthen monitoring and training programs.