AML & Compliance Leader for Funds (Remote)

Aegon Asset Management; United States; Remote; USD 135,000 - 159,000; Full time

Benefits offered by this job

Bonus for Eligible Employees

Pension Plan

401k Match

Employee Stock Purchase Plan

Tuition Reimbursement

Medical Insurance

Job summary

Transamerica Asset Management, part of Aegon, seeks a Compliance Manager / AML Officer to lead anti-money laundering programs and oversee compliance for TAM’s mutual funds, ETFs, SMA accounts, and service providers. You will shape policies, manage ethics administration, and collaborate with internal partners to ensure regulatory alignment and robust governance.

The role requires extensive AML expertise, 8+ years in mutual fund compliance, and strong communication skills in a dynamic, regulated

Qualifications

• Bachelor’s degree or equivalent experience required.
• Experience with AML programs and regulatory compliance required.
• Minimum 8 years in mutual fund and investment adviser compliance.
• Knowledge of Investment Company and Investment Advisers Acts and rules.

Responsibilities

• Develop and review policies related to TAM funds and services.
• Provide compliance oversight of Transfer Agents and service providers.
• Administer TAM’s Joint Code of Ethics.
• Lead AML program and oversight for investment companies.
• Oversee cross-departmental issue resolution and escalation.
• Maintain email supervision system and processes.
• Review adviser and fund marketing materials for compliance.
• Engage with governance committees as applicable.
• Foster relationships with internal partners and service providers.
• Provide leadership across departments to align compliance goals.

Skills

AML programs

Regulatory compliance

Risk assessment

Transaction monitoring

Fraud prevention

Communication

Analytical skills

Leadership

Education

Bachelor’s degree

Advanced degree

Tools

Microsoft Office

Office 365

Job description

Transamerica Asset Management, part of Aegon, seeks a Compliance Manager / AML Officer to lead anti-money laundering programs and oversee compliance for TAM’s mutual funds, ETFs, SMA accounts, and service providers. You will shape policies, manage ethics administration, and collaborate with internal partners to ensure regulatory alignment and robust governance.

The role requires extensive AML expertise, 8+ years in mutual fund compliance, and strong communication skills in a dynamic, regulated