AML Audit Manager - Global Markets Compliance & Controls

Scotiabank - Global Banking and Markets; Dallas (TX); On-site; USD 120,000 - 160,000; Full time

Job summary

Scotiabank, Global Banking and Markets in Dallas, seeks an Audit Manager to support the U.S. AML program across risk monitoring, testing and reporting.

You will work with management, plan audits, and deliver high-quality advisory services while upholding IIA ethics and audit standards. The role requires deep AML knowledge, risk management and audit experience in capital markets, with the ability to communicate findings to executive management and drive process improvements in a fast-paced

Qualifications

• MBA, CFA, ACAMS / CAMS and/or CIA are technical/professional qualifications.
• 4-6 years of progressive experience in capital markets AML control environment.
• Strong knowledge of AML, risk management and audit functions; prior auditing experience is an asset.
• Excellent written and verbal communication skills are essential; presenting to executive management is expected.

Responsibilities

• Assist the Officer in Charge (OIC) with audits, including testing and documentation.
• May act as OIC for low to medium complexity audits.
• Collaborate with other audit teams as required.
• Plan, execute and report on audits; develop risk-based approaches and allocate resources.

Skills

AML knowledge

Audit experience

Regulatory knowledge

Written communication

Education

MBA

CFA

ACAMS / CAMS

CIA

Job description

Scotiabank, Global Banking and Markets in Dallas, seeks an Audit Manager to support the U.S. AML program across risk monitoring, testing and reporting.

You will work with management, plan audits, and deliver high-quality advisory services while upholding IIA ethics and audit standards. The role requires deep AML knowledge, risk management and audit experience in capital markets, with the ability to communicate findings to executive management and drive process improvements in a fast-paced