AML Analyst: Investigations & Compliance

Kestra Financial; Austin (TX); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

Competitive pay

401(k)

Health insurance

Tuition reimbursement

Training & growth

Job summary

Kestra Financial is seeking an AML Analyst to proactively investigate AML policy violations and privacy issues within a collaborative team. You will review CIP alerts, FinCEN checks, and firm-generated reports while coordinating with vendors and the AML team.

The role requires a Bachelor’s degree or relevant experience, 2+ years in analytics within a broker/dealer, and strong communication and analytical skills. Join a supportive environment with growth opportunities.

Qualifications

• Bachelor’s degree or relevant work experience.
• 2+ years’ analytical experience in a broker/dealer environment or 3 years in the industry.
• Strong professionalism, accountability and client focus.
• Excellent written and verbal communication skills.
• Ability to work with all levels and manage multiple tasks.

Responsibilities

• Conduct reviews and investigations into possible AML policy violations.
• Answer AML and privacy questions.
• Review CIP alerts and FinCEN checks.
• Review firm alerts/reports and escalate as needed.
• Coordinate with AML Team to file SARs and FinCEN requests.
• Notify teams of AML violations or privacy issues.
• Interact with third party vendors during privacy breaches.
• Stay current on AML/privacy regulations (BSA, Patriot Act, OFAC).

Skills

AML investigations

Regulatory knowledge

Privacy compliance

Communication skills

Analytical skills

MS Office

Education

Bachelor’s degree

Broker/dealer analytics experience

Tools

LexisNexis

Protegent

AML platforms

Job description

Kestra Financial is seeking an AML Analyst to proactively investigate AML policy violations and privacy issues within a collaborative team. You will review CIP alerts, FinCEN checks, and firm-generated reports while coordinating with vendors and the AML team.

The role requires a Bachelor’s degree or relevant experience, 2+ years in analytics within a broker/dealer, and strong communication and analytical skills. Join a supportive environment with growth opportunities.