AI-Enabled Compliance Officer, Funds

SEI; Oaks (PA); On-site; USD 95,000 - 160,000; Full time

Benefits offered by this job

Healthcare benefits

401(k) match

Education assistance

Paid time off

Parental leave

Back-up childcare

Volunteer days

Stock purchase plan

Job summary

SEI is seeking a Compliance Officer to support ongoing regulatory activities for registered investment funds with a strong emphasis on data analytics, AI-enabled processes, and automation. You will help with filings, governance materials, and risk identification using dashboards and reports.

Under supervision of senior team members, you will contribute to efficient compliance workflows, document reviews, and due diligence support while maintaining audit-ready records in a regulated environment.

Qualifications

• Bachelor’s degree or equivalent work experience in a relevant field.
• Experience in financial services, asset management, compliance or regulatory reporting is preferred.
• Strong analytical, organizational and communication skills for a regulated environment.
• Careful attention to detail and accuracy in all work products.
• Excellent oral and written communication skills, with ability to convey complex data clearly.
• Proficiency with the Microsoft Office suite, especially Excel and PowerPoint; interest in AI tools and automation.

Responsibilities

• Compliance Operations and regulatory support including monitoring tasks and calendar activities.
• Assist with regulatory filings, reports, questionnaires and related documentation.
• Prepare board materials and governance exhibits for 15(c), Rule 38a-1 and related processes.
• Identify risks using data and technology, escalate as needed.
• Develop dashboards and reports using Excel/Power BI to improve visibility.
• Support AI-enabled tools and structured data practices for automation.
• Collaborate to improve workflows and process consistency.
• Assist Global Due Diligence with adviser materials and related records.
• Maintain compliant records and support audit readiness.

Skills

Data analytics

Regulatory reporting

Excel

Power BI

AI tools

Communication

Attention to detail

Education

Bachelor's degree in a related field

Tools

Microsoft Office

Job description

SEI is seeking a Compliance Officer to support ongoing regulatory activities for registered investment funds with a strong emphasis on data analytics, AI-enabled processes, and automation. You will help with filings, governance materials, and risk identification using dashboards and reports.

Under supervision of senior team members, you will contribute to efficient compliance workflows, document reviews, and due diligence support while maintaining audit-ready records in a regulated environment.