Account Review Specialist

EPC Eneric Petroleum Corp.; Fairfield (IA); Hybrid; USD 60,000 - 85,000; Full time

Benefits offered by this job

Medical insurance

Vision insurance

Dental insurance

Life insurance

Long-term disability

Vacation & sick time

401K with company match

Paid holidays

Job summary

Cambridge is seeking an Account Review Specialist to help ensure compliance with internal and external regulations. You will review account documentation, respond to inquiries, and support the firm's regulatory programs in a collaborative team environment. Location: Fairfield, IA or Phoenix, AZ with hybrid attendance.

The role demands meticulous attention to detail, strong written and verbal communication, and the ability to interpret policies while safeguarding confidential information.

Qualifications

• Interpret policies, procedures, and business documentation.
• Handle confidential information responsibly.
• Maintain high standards of detail and organization.
• Exhibit clear written and verbal communication.

Responsibilities

• Communicate policies and procedures to advisors and associates while helping maintain regulatory compliance.
• Identify potential policy violations and escalate to leadership when appropriate.
• Respond to phone, email, voicemail, and in-person inquiries professionally and promptly.
• Research industry rules, regulations, and compliance requirements.
• Monitor and support registered investment advisory (RIA) communications and documentation.
• Develop and maintain knowledge of industry compliance standards, regulations, and best practices.
• Handle sensitive and confidential information with discretion and professionalism.
• Participate in departmental projects and cross-training opportunities as needed.

Skills

Policy interpretation

Attention to detail

Communication skills

Problem-solving

Team player

Job description

Job Summary Key Deliverables and Responsibilities As an Account Review Specialist, you will play an important role in reviewing account documentation, supporting compliance processes, and helping ensure adherence to internal and external regulatory requirements. This position offers an excellent opportunity for a detail-oriented professional who enjoys problem-solving, collaborating with others, and contributing to a high-performing team environment.

What You'll Do

• Communicate policies and procedures to advisors and associates while helping maintain regulatory compliance.
• Identify potential policy violations and escape concerns to leadership when appropriate.
• Respond to phone, email, voicemail, and occasional in-person inquiries in a professional and timely manner.
• Research industry rules, regulations, and compliance requirements.
• Monitor and support registered investment advisory (RIA) communications and documentation.
• Develop and maintain knowledge of industry compliance standards, regulations, and best practices.
• Handle sensitive and confidential information with discretion and professionalism.
• Participate in departmental projects and cross-training opportunities as needed.

What We Are Looking For

• Ability to interpret policies, procedures, and business documentation.
• Ability to manage confidential information responsibly.
• Strong attention to detail and organizational skills.
• Excellent written and verbal communication skills.
• Effective problem-solving and analytical skills.
• Works well in a collaborative team environment

Preferred Qualifications

• Experience in financial services, operations, compliance, or account processing.
• Familiarity with investment advisory or brokerage industry practices.
• Experience working in a fast-paced, service-oriented environment.

Location: Fairfield, IA or Phoenix, AZ (hybrid attendance model)

Why Cambridge?

Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.

• Premium benefit package including medical, vision, dental, life and long-term disability insurance
• Vacation/sick time
• 401K retirement plan with company matching program
• Eleven paid holidays

You can find more details about our comprehensive benefits packagehere.

Cambridge Overview: Cambridge is a financial solutions firm that provides business support services to thousands of independent financial advisors. These advisors offer personalized investment services including wealth management, financial planning, and retirement services to individuals and families across the country. Cambridge provides significant compliance, technology, and transaction processing support to these financial advisors and their offices.

At Cambridge, we’re not just offering a job — we’re inviting you to join a community where you can make a real impact and grow a fulfilling career. With exceptional development opportunities and a team that truly supports your success, you’ll have everything you need to thrive. Learn more about working at Cambridge here. Culture is at the core of who we are. We believe great things happen when people work together in a supportive, balanced, and collaborative environment. At Cambridge, your voice matters, friendships flourish, and you’ll always feel part of something bigger. Discover our culture here.