Advice Consultant - Workplace Branch

Charles Schwab; Phoenix (AZ); On-site; USD 80,000 - 110,000; Full time

Benefits offered by this job

401(k) with company match

Employee stock purchase plan

Paid vacation

Sabbatical after 5 years of service

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Charles Schwab is seeking a Workplace Advice Consultant to provide holistic financial planning, education, and guidance to participants of Stock Plan Services and Retirement Plan Services. You will act as the face of Schwab for corporate clients and support participants across wealth management needs on a collaborative team.

The role requires Series 7 and Series 66 licenses (active) and prefers a Bachelor's degree.

Qualifications

• A valid and active Series 7 license is required.
• A valid and active Series 66 license required.
• Strong communication and interpersonal skills with the ability to learn and explain complicated subjects.
• Experience presenting 1:1 or virtually.
• A basic understanding of wealth management issues including investment planning, insurance, retirement, estate planning, and related areas.
• Ability to leverage Schwab specialists and guidelines to help clients progress toward goals.

Responsibilities

• Provide holistic financial planning, education and guidance to participants of SPS and RPS on a team basis.
• Act as the face of Schwab for corporate clients and support participants’ wealth management needs.
• Respond to in-the-moment questions and provide point-in-time guidance.
• Work in a fast-paced, changing environment while delivering high-touch service.

Skills

Series 7 license

Series 66 license

Education

Bachelor’s degree

Job description

Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location.

Schwab’s Workplace Branch organization is at the heart of our firm’s commitment to helping Workplace (SPS, RPS, DBS) participants own their financial futures. In this exciting role, you’ll introduce plan participants to the breadth of Schwab’s Retail and Workplace offerings through a planning-led approach.

As a Workplace Advice Consultant at Schwab, you will provide holistic financial planning, education and guidance to participants of Stock Plan Services (“SPS”) and Schwab Retirement Plan Services (“RPS”) corporate relationship(s) on a team-basis. Acting as the “face of Schwab” for corporate clients, you and your team will support participants as it relates to vectoring the needs of participants across a wide spectrum of wealth management needs, including being able to answer in-the-moment questions and providing point-in-time guidance. While providing high-touch service through relationship building, you will be supported by a team of dedicated professionals who can help in servicing in-depth, complex financial needs your clients may encounter.

If you are a self-starter with your securities license, are comfortable with a fast-paced and changing environment and share our passion for serving clients - this role is for you.

What you have

Required Qualifications:

• A valid and active Series 7 license is required
• A valid and active Series 66 (63/65) license required (license(s) may be obtained under a condition of employment)

Preferred Qualifications:

• Bachelor’s degreeor equivalent work experience preferred.
• Strong communication and interpersonal skills with the ability to learn and explain complicated subjects with a variety of clients.
• Experience, comfort, and confidence presenting 1:1 or virtually.
• A basic understanding of wealth management issues such as: investment planning, insurance planning, retirement planning, equity compensation, deferred compensation, education and family wealth planning, and estate planning.
• Strong candidates will also learn to leverage our team of Schwab specialists, Schwab advice guidelines, your knowledge of the markets, and your ability to inspire action to help your client’s progress toward achieving their goals.
• A solid understanding of corporate sponsor and consultant relationships.

In addition to the salary range, this role is eligible for bonus or incentive opportunities.

What’s in it for you

At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact.

We offer a competitive benefits package that takes care of the whole you – both today and in the future:

• 401(k) with company match and Employee stock purchase plan
• Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance