Sr Manager, Wealth Advisor – Schwab Wealth Advisory

Charles Schwab; Charlotte (NC); On-site; USD 120,000 - 190,000; Full time

Benefits offered by this job

401(k) with company match

Paid time off and volunteering leave

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Charles Schwab in Charlotte, NC, seeks a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory.

You will work as a fiduciary delivering personalized advice and planning for clients with complex portfolios, leveraging a broad range of investment solutions. The role emphasizes client relationships, mentorship of junior team members, on-site collaboration, and growth within a premier advisory platform that supports CFP/CFA credentials and active FINRA licenses.

Qualifications

• CFP or CFA designation required.
• Bachelor’s degree.
• Active FINRA Series 7 license (may be obtained within 120 days).
• Active FINRA Series 66 license required (may be obtained within 120 days).
• Five or more years of advisory experience creating and customizing financial plans and portfolios.

Responsibilities

• Provide fiduciary wealth advice and ongoing client relationship management.
• Develop and customize financial plans and portfolios for clients.
• Mentor junior SWA team members and collaborate with partners across Schwab Wealth Advisory.

Skills

CFP designation

CFA designation

FINRA Series 7

FINRA Series 66

5+ years advisory experience

Education

Bachelor’s degree

Job description

Position Type: Regular
Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified locations.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab’s approach to investing. You will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA’s advice philosophy will empower you to use a vast array of products (i.e. stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage their more complex portfolios and achieve their goals. You’ll grow within an experienced, collaborative team, while deepening relationships with various partners, including industry leading advisors. You’ll also have the opportunity to mentor junior SWA team members. If you are looking to develop with a firm that will challenge you to deepen your wealth management expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.

What you have

• CFP® designation or CFA® designation




• Bachelor’s degree




• Active and valid FINRA Series 7 license




• May be obtained with a 120-day condition of employment




• Active and valid FINRA Series 66 license required




• May be obtained with a 120-day condition of employment




• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients.

Preferred Qualifications

• Five or more years working directly with clients in the financial services industry highly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

What’s in it for you

At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive that takes care of the whole you — both today and in the future:

• 401(k) with company match and Employee stock purchase plan


• Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions


• Paid parental leave and family building benefits


• Tuition reimbursement


• Health, dental, and vision insurance