1940 Act Attorney

BCG Attorney Search; Ann Arbor (MI); Remote; USD 150,000 - 250,000; Full time

Job summary

A leading law firm is seeking a transactional/regulatory attorney with extensive knowledge of the 1940 Act. This role involves advising clients on market regulation and compliance, drafting regulatory documents, and offers flexibility for part-time work or supplementing a book of business. Remote work options are available depending on jurisdiction.

Qualifications

• Substantial expertise in the 1940 Act, including IAA and ICA.
• Prior experience working for the SEC or a law firm is preferred.
• Ability to manage complex legal matters independently.

Responsibilities

• Focus on transactional and regulatory work related to the 1940 Act.
• Draft and review documents for regulatory compliance.
• Advise clients on investment advisory and investment company matters.

Skills

Expertise in the 1940 Act

Strong transactional experience

Excellent written communication

Excellent verbal communication

Ability to work independently

Education

Juris Doctor (J.D.) degree

Job description

Job Overview:
A law firm is seeking a transactional/regulatory attorney with substantial expertise in the 1940 Act, including the Investment Advisers Act (IAA) and the Investment Company Act (ICA). This position will focus on market regulation within the firm's corporate practice. The role offers flexibility in title and location, making it an excellent opportunity for a partner or counsel-level candidate looking to supplement their book of business or someone seeking a part-time opportunity. Remote work is available depending on jurisdiction.

Location:

Duties:

• Focus on transactional and regulatory work related to the 1940 Act, including IAA and ICA.
• Provide legal counsel and guidance on market regulation matters.
• Draft and review documents related to regulatory compliance.
• Advise clients on investment advisory and investment company matters.
• Work with internal teams and external clients to ensure compliance with the relevant regulations.
• Opportunity to supplement a book of business or work in a part-time capacity, depending on experience and qualifications.

Requirements:

• Substantial expertise in the 1940 Act, including the IAA and ICA.
• Prior experience working for the SEC or a law firm specializing in this area is preferred.
• Experience in transactional and regulatory matters.
• Ability to work independently and handle complex legal matters.
• Strong communication skills and the ability to advise clients on market regulation and compliance.

Education:

• Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

• Admission to the state bar, with preference for those admitted in relevant jurisdictions.

Skills:

• Expertise in the 1940 Act, including the IAA and ICA.
• Strong transactional and regulatory experience.
• Excellent written and verbal communication skills.
• Ability to work effectively with clients and internal teams.
• Ability to work independently and manage multiple responsibilities.
• Flexible position, with the option for part-time work or supplemental business.
• Opportunity to work remotely depending on jurisdiction.
• Access to a nationally recognized corporate practice within a large national law firm.

Company info

BCG Attorney Search
200 South Wacker Drive, 31st Floor
Chicago
Illinois
United States 60606
Phone : [phone]
Fax : [phone]