Trade Surveillance Officer (12 Months Contract)

KGI SECURITIES (SINGAPORE) PTE. LTD.; Singapore; In loco; SGD 60.000 - 100.000; Tempo pieno

Descrizione del lavoro

KGI Securities (Singapore) Pte. Ltd. is seeking a Compliance Analyst to support surveillance and AML monitoring within the compliance team. You will review alerts and conduct investigations into suspicious trading activity to ensure regulatory compliance.

The role requires a degree in finance or related field and 2–4 years of relevant experience, familiarity with MAS regulations, and strong analytical and communication skills to assess risk and report findings.

Competenze

• Strong analytical and investigative capabilities with keen attention to detail.
• Excellent written and verbal communication.
• Able to manage multiple priorities and stay organized.

Mansioni

• Trade Surveillance: review daily surveillance reviews for securities and futures trading.
• Review surveillance alerts and identify potential market misconduct or irregular trading activities.
• Perform AML transaction monitoring and monitoring reviews for unusual or suspicious activity.
• Conduct investigations into surveillance alerts, document findings and escalate suspicious activities.

Conoscenze

Analytical skills

Investigative skills

Communication skills

Organization & multitasking

Formazione

Finance/Business/Accounting/Law/Economics degree

Descrizione del lavoro

Job Responsibilities

• Trade Surveillance
• Conduct daily trade surveillance reviews for securities and futures trading activities.
• Review surveillance alerts and identify potential market misconduct or irregular trading activities.
• Perform investigations into surveillance alerts, document findings and escalaten suspicious activities.
• AML transaction monitoring
• Conduct AML monitoring reviews to identify unusual or suspicious activity.
• Perform detailed fact finding and investigation of potentially suspicious transactions within established turnaround times.
• Carry out any Compliance reviews and tasks as and when necessary as directed by the Head of Department.

Requirements

• Degree in Finance, Business, Accounting, Law, Economics or related discipline with minimum 2-4 years of relevant experience.
• Candidates with 2 years or more of relevant experience in compliance, AML/CFT, surveillance, dealing/trading desks, or risk management will have an advantage.
• Familiarity with the MAS regulations and Exchange rules in the securities and/or futures market (SGX, ICE, APEX, Abaxx) is a plus.
• Strong analytical and investigative skills with keen attention to detail.
• Proactive, responsible and willing to learn.
• Good written and verbal communication skills.
• Strong organisational skills and ability to manage multiple priorities.