Senior Compliance Manager - Asset & Fund Management (APAC)

Phillip Securities Pte Ltd; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Phillip Securities Pte Ltd is seeking an experienced Compliance officer to lead advisory and monitoring across the asset and fund management business in Singapore. The role focuses on developing and implementing the firm’s compliance framework, aligning with MAS regulations, and ensuring timely regulatory reporting and training for staff.

The candidate should have at least five years of relevant experience, strong analytical and communication skills, and the ability to operate in a fast-paced,

Qualifications

• Minimum 5 years of experience in asset and fund management.
• Knowledge of the Singapore regulatory framework (SFA, FAA, VCC, AML/CFT, MAS Notices and Guidelines, Code on Collective Investment Schemes).

Responsibilities

• Review fund management activities for regulatory compliance.
• Maintain/update compliance policies reflecting MAS requirements.
• Conduct internal compliance monitoring across front/mid/back office.
• Support regulatory filings, reports, surveys.
• Provide advisory support to portfolio managers and product teams.
• Deliver regular compliance training and regulatory updates.
• Assist in liaising with auditors, counsel, regulators.
• Track regulatory developments and implement changes.

Skills

Regulatory knowledge

MAS regulations exposure

Asset/fund management experience

Advisory experience

Education

Bachelor’s degree in Accountancy, Finance, Business or related field

Tools

RPA

UiPath

Tableau

Job description

Phillip Securities Pte Ltd is seeking an experienced Compliance officer to lead advisory and monitoring across the asset and fund management business in Singapore. The role focuses on developing and implementing the firm’s compliance framework, aligning with MAS regulations, and ensuring timely regulatory reporting and training for staff.

The candidate should have at least five years of relevant experience, strong analytical and communication skills, and the ability to operate in a fast-paced,