Risk & Compliance Monitoring Specialist

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 67,000 - 100,000; Full time

Job summary

AMBITION GROUP SINGAPORE PTE. LTD. is seeking a detail-oriented professional to perform assigned monitoring checks, review standards and timelines, and elevate exceptions as needed to maintain strong control environments.

The role focuses on strengthening sales quality, customer outcomes and regulatory compliance. Candidates should have a diploma or degree in business, finance or related disciplines, and relevant experience in monitoring, compliance, operations or financial services is

Qualifications

• Diploma or degree in a relevant field.
• Experience in monitoring, compliance, operations or financial services is advantageous.

Responsibilities

• Perform assigned monitoring checks in accordance with approved procedures, review standards and timelines, and elevate exceptions or material observations.
• Perform monitoring reviews, investigate adverse persistency patterns and execute agreed follow-up actions to strengthen sales quality, customer retention and fair customer outcomes.
• Execute post-evaluation reviews,
• Perform internal ROP monitoring, assess exceptions and identify broader representative, unit or process concerns.
• Review risk scenarios and outputs, investigate material observations and recommend appropriate follow-up actions.
• Review campaigns and materials against regulatory requirements, internal policies and approved processes, and recommend remediation for identified gaps.
• Maintain procedures and records and assist with testing and implementation of approved process and control enhancements.
• Other ad hoc duties as assigned

Education

Diploma or degree in business, finance, risk management, compliance, insurance, data analytics or a related discipline

Job description

AMBITION GROUP SINGAPORE PTE. LTD. is seeking a detail-oriented professional to perform assigned monitoring checks, review standards and timelines, and elevate exceptions as needed to maintain strong control environments.

The role focuses on strengthening sales quality, customer outcomes and regulatory compliance. Candidates should have a diploma or degree in business, finance or related disciplines, and relevant experience in monitoring, compliance, operations or financial services is