Regulatory Risk & Compliance Program Lead

Prudential Assurance Company Singapore; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Prudential Assurance Company Singapore seeks a Senior Risk & Compliance professional to oversee regulatory compliance, assess risks, and design risk programs ensuring adherence to internal policies and external regulations.

You will review marketing materials, perform compliance testing, coordinate audits, support the BSC appeal process, outsourcing reviews, and BCM exercises. You will guide teams on RCSA, risk registers, incident reporting, and MAS interactions while managing audit findings.

Qualifications

• Strong understanding of Compliance and Risk processes.
• Excellent communicator organised and meticulous.
• Nimble and flexible to change, able to adapt to fast-paced and changing situations.
• Positive attitude and passionate.
• Stakeholder management enjoys working with people at all levels of seniority.

Responsibilities

• Review and approve marketing materials in accordance with internal policies and applicable regulatory requirements.
• Perform periodic compliance testing and support the remediation of identified gaps.
• Review conflicts of interest declarations and follow up on required actions.
• Support the BSC appeal process, including coordination, and documentation.
• Coordinate BCP/BCM exercises, including call tree testing, and ensure the BCM framework complies with regulatory requirements.
• Perform periodic outsourcing reviews and business impact assessments.
• Assess the operational risk impact of outsourcing arrangements, new transactions, products, technologies, and changes to existing processes.
• Collaborate with departments to coordinate and provide guidance on RCSA, risk registers, incident reporting, process gaps, control analysis, and validation checks.
• Support Group risk and compliance reporting, including Business Control Reports and Risk Committee reporting, and ensure timely submission.
• Coordinate and manage requests arising from internal audit, external audit, and MAS reviews or findings.
• Track the progress and closure of audit, regulatory, or management action items.
• Perform ad-hoc tasks, projects, or reviews as assigned by the Head of Risk and Compliance.

Skills

Compliance processes

Risk management

Stakeholder management

Regulatory knowledge

Analytical thinking

Communication

Education

Degree in any discipline

Job description

Prudential Assurance Company Singapore seeks a Senior Risk & Compliance professional to oversee regulatory compliance, assess risks, and design risk programs ensuring adherence to internal policies and external regulations.

You will review marketing materials, perform compliance testing, coordinate audits, support the BSC appeal process, outsourcing reviews, and BCM exercises. You will guide teams on RCSA, risk registers, incident reporting, and MAS interactions while managing audit findings.