Regulatory Compliance Lead — Risk & Audit

Babelon Investment Holdings Pte Ltd; Singapore; On-site; SGD 90,000 - 150,000; Full time

Job summary

Babelon Investment Holdings Pte Ltd is seeking an experienced Compliance Manager to lead the group’s compliance function, ensuring regulatory adherence and strong controls.

You will conduct audits, manage risk assessments, develop policies, and deliver training to promote a culture of integrity across the business.

The role requires 5–7 years in compliance or risk within financial services or money lending, with excellent analysis and communication skills.

Qualifications

• Bachelor’s degree in Finance, Business, or a related field.
• 5–7 years in compliance, audit or risk management in financial services or money lending.
• Strong knowledge of regulatory frameworks governing money lending or consumer finance.
• Experience in audits, risk assessments, and developing compliance frameworks.
• Hands-on, detail-oriented, and able to work independently as well as provide guidance to the team.
• Strong analytical, problem-solving, and communication skills.
• Experience liaising with regulatory authorities preferred.

Responsibilities

• Regulatory Compliance & Oversight: Ensure the Group’s operations are fully compliant with all applicable laws, regulations, and regulatory guidelines.
• Regulatory Compliance & Oversight: Act as the primary liaison with regulatory authorities, managing communications, audits, and reporting requirements.
• Risk Assessment & Gap Analysis: Identify operational gaps and compliance risks across business units.
• Risk Assessment & Gap Analysis: Conduct regular risk assessments and recommend mitigation strategies.
• Audit & Monitoring: Perform hands-on compliance audits of business operations and processes.
• Audit & Monitoring: Develop and implement monitoring frameworks to ensure ongoing compliance.
• Policy & Documentation: Develop, implement, and maintain comprehensive compliance and operational manuals.
• Policy & Documentation: Ensure policies are clearly communicated and consistently applied across the Group.
• Training & Awareness: Design and deliver regular compliance training programs for employees.
• Training & Awareness: Promote a strong compliance culture across all levels of the organization.
• Advisory & Support: Provide practical compliance advice to business and operational teams.
• Advisory & Support: Support new initiatives by assessing regulatory implications and requirements.

Skills

Regulatory knowledge

Audits & controls

Risk assessment

Policy development

Training delivery

Stakeholder management

Education

Bachelor’s degree in Finance or Business

Job description

Babelon Investment Holdings Pte Ltd is seeking an experienced Compliance Manager to lead the group’s compliance function, ensuring regulatory adherence and strong controls.

You will conduct audits, manage risk assessments, develop policies, and deliver training to promote a culture of integrity across the business.

The role requires 5–7 years in compliance or risk within financial services or money lending, with excellent analysis and communication skills.