Regulatory Compliance Audit Manager - Financial Services

EY

Singapore

On-site

SGD 120,000 - 180,000

Full time

8 hours ago

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Job summary

EY Singapore invites you to join a collaborative, future-focused team in its Financial Services Regulatory Compliance practice. You will lead and participate in regulatory audits, system enhancements and advisory changes across banks and capital market players while building strong client relationships and delivering high-quality controls and processes.

With guidance from partners and senior managers, you will develop technical and business skills in a supportive environment, leveraging formal

Qualifications

Degree in Accountancy, Finance or related discipline.
5-10 years in compliance audit / compliance experience, especially in banks or capital market services licensees.
ICA Diploma in Compliance / AML or ACAMS certification would be an added advantage.

Responsibilities

Lead and participate in compliance audits for Banks, Capital Market Services Licensees, Payment Service Providers and other financial institutions.
Plan, lead and execute compliance audits and provide quality control over documentation.
Make recommendations to improve policies, procedures and processes as part of regulatory reviews.
Collaborate with audit partners, managers and clients to deliver regulatory advisory changes.