Junior Securities Dealer (Capital Market - Banking)

CAREER STORY PTE. LTD.; Singapore; Sur place; SGD 48 000 - 72 000; Plein temps

Résumé du poste

CAREER STORY PTE. LTD. invites applications for a Junior Securities Dealer (Banking). The role focuses on servicing capital market products, ensuring timely execution, and recommending client-appropriate strategies.

Candidates should have finance/banking education or capital markets knowledge, with CMFAS/CM certifications preferred. Proficiency in Excel/VBA and familiarity with Bloomberg or MarketAxess is beneficial.

Qualifications

• Fresh graduates with finance/banking or capital markets knowledge.
• Up to 2 years' experience in finance/banking with capital markets exposure.
• FMRP CMFAS RES2B, CM-EIP, CM-SIP, CACS 1 & 2 certifications.
• Advanced Excel, VBA; Python is a plus.
• Familiar with Bloomberg, MarketAxess; Avaloq is a plus.
• Detail oriented, strong ownership, good team player.

Responsabilités

• Provide services on capital market products/securities.
• Ensure timely execution and accurate capture of transactions.
• Scout market and propose ideas to fit clients' trading needs.
• Coordinate product due diligence and risk assessment.
• Discuss issues with stakeholders during product reviews.
• Conduct post-launch reviews of approved products.
• Review and adjust product risk levels as conditions change.
• Keep policies on due diligence and risk assessment updated.
• Ensure regulated activity complies with SFA/MAS; handle inquiries.
• Perform other duties as assigned.

Connaissances

Capital Market Knowledge

Finance/Banking Education

CMFAS RES2B

CM-EIP

CM-SIP

CACS 1

CACS 2

Excel

VBA

Python

Bloomberg

MarketAxess

Avaloq

Attention to detail

Team player

Formation

Diploma/Degree in Finance or Banking

Outils

Bloomberg

MarketAxess

Avaloq

Excel

VBA

Python

Description du poste

Junior Securities Dealer (Banking)

Responsibilities

• Provide services on capital market products/securities
• Ensures timely execution of securities/funds purchase and sale transactions and accurate capture of all done transactions in the applicable trading platform
• Scouts the market and recommend ideas that may be offered to clients to provide clients with a wider array of products that will fit their investment/trading needs
• Facilitates the new product processes to be offered (coordinates the product due diligence and risk assessment)
• Discusses any issues with stakeholders at all stages of the product due diligence and risk assessment process
• Conducts post launch reviews on all approved products
• Conducts ad-hoc and annual reviews to ensure that the product risk levels of all approved products are properly adjusted, if necessary, based on current market conditions and the Branch's business condition
• Ensures the policies and procedures in relation to the product due diligence and risk assessment are updated in accordance with prevailing rules and regulations
• Ensures regulated activity business is operating in accordance with applicable SFA and MAS regulations. Handles queries of regulatory authorities related to the regulated activity business
• Perform other duties assigned from time to time

Qualifications

• Fresh graduates holding a diploma or degree in Finance, Banking or knowledge of Capital Market Products are encouraged to apply
• Up to 2 years' experience in Finance/Banking with knowledges of Capital Market Products
• FMRP. CMFAS RES2B (previously M1B), CM-EIP (Previously M6), CM-SIP (Previously M6A), CACS 1 and CACS 2
• Advanced MS Excel, VBA, Phyton is a plus
• Familiar with trading system such as Bloomberg, MarketAxess and Core Banking system such as Avaloq is a plus
• Detail oriented and demonstrates thoroughness and strong ownership of work
• Good team player with a strong willingness to participate and help others
• Able to prioritize in a fast moving, high pressure, constantly changing environment; Good sense of urgency

We regret to inform you that only shortlisted candidates will be notified.