Junior Securities Dealer (Capital Market | Banking)

CAREER STORY PTE. LTD.; Singapore; On-site; SGD 40,000 - 65,000; Full time

Job summary

CAREER STORY PTE. LTD. in Singapore seeks a Junior Securities Dealer to handle dealing/execution of capital markets products and support Wealth Management with a broad product range.

The role involves product due diligence, risk assessment, timely trade execution, and coordination with stakeholders to ensure compliance with SFA and MAS regulations. Fresh graduates are encouraged to apply and grow with the team.

Qualifications

• Fresh graduates with a diploma or degree in Finance/ Banking are encouraged to apply.
• Up to 2 years in Finance/Banking with knowledge of Capital Market Products is welcome.
• CMFAS/CM-EP/CM-SIP/CACS certifications solidify candidacy.
• Advanced MS Excel, VBA; Python (phyton) familiarity is a plus.
• Familiar with trading systems and core banking platforms improves fit.

Responsibilities

• Provide services on capital market products/securities.
• Ensure timely execution of securities/funds transactions and capture in trading platform.
• Scout the market and propose ideas to broaden client product choices.
• Facilitate new product processes, including due diligence and risk assessment.
• Discuss issues with stakeholders at all stages of due diligence and risk assessment.
• Conduct post-launch reviews on approved products.
• Perform ad-hoc and annual reviews to adjust product risk levels as needed.
• Ensure policies on due diligence and risk assessment align with regulations.
• Ensure regulated activity complies with SFA and MAS rules; handle regulator queries.
• Perform other duties as assigned.

Skills

Detail oriented

Ownership of work

Team player

Prioritize under pressure

Sense of urgency

Education

Diploma or degree in Finance/Banking

Tools

MS Excel

VBA

Phyton

Bloomberg

MarketAxess

Avaloq

Job description

Junior Securities Dealer (Banking)

The Junior Securities Dealer is responsible for the dealing/execution of capital markets products to fulfill Wealth Management orders providing Wealth Management unit with a wide array of products after performing product due diligence and risk assessment, where required for recommended products.

Responsibilities:

1. Provide services on capital market products/securities
2. Ensures timely execution of securities/funds purchase and sale transactions and accurate capture of all done transactions in the applicable trading platform
3. Scouts the market and recommend ideas that may be offered to clients to provide clients with a wider array of products that will fit their investment/trading needs
4. Facilitates the new product processes to be offered (coordinates the product due diligence and risk assessment)
5. Discusses any issues with stakeholders at all stages of the product due diligence and risk assessment process
6. Conducts post launch reviews on all approved products
7. Conducts ad-hoc and annual reviews to ensure that the product risk levels of all approved products are properly adjusted, if necessary, based on current market conditions and the Branch’s business condition
8. Ensures the policies and procedures in relation to the product due diligence and risk assessment are updated in accordance with prevailing rules and regulations
9. Ensures regulated activity business is operating in accordance with applicable SFA and MAS regulations. Handles queries of regulatory authorities related to the regulated activity business
10. Perform other duties assigned from time to time

Qualifications:

• Fresh graduates holding a diploma or degree in Finance, Banking or knowledge of Capital Market Products are encouraged to apply
• Up to 2 years’ experience in Finance/Banking with knowledges of Capital Market Products
• FMRP. CMFAS RES2B (previously M1B), CM-EIP (Previously M6), CM-SIP (Previously M6A), CACS 1 and CACS 2
• Advanced MS Excel, VBA, Phyton is a plus
• Familiar with trading system such as Bloomberg, MarketAxess and Core Banking system such as Avaloq is a plus
• Detail oriented and demonstrates thoroughness and strong ownership of work
• Good team player with a strong willingness to participate and help others
• Able to prioritize in a fast moving, high pressure, constantly changing environment; Good sense of urgency

Joselito Peciller | EA Reg No: R25126580