Investment Suitability Manager - Private Banking

HSBC; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

HSBC Global Private Banking in Singapore seeks a Manager, Investment Suitability to strengthen governance and risk controls for Asia suitability processes. You will prepare monthly committee packs, review exceptions, and produce management information to monitor ongoing suitability risks.

The role requires strong regulatory knowledge, analytical skills, and excellent coordination with RMs and ICs to drive improvements and policy implementation within a compliant framework.

Qualifications

• Experience in private banking or wealth management risk/controls/audit.
• Strong coordination and interpersonal skills with RMs/ICs.
• Good knowledge of regulatory requirements for private banking.
• Analytical with attention to detail and sound judgment.

Responsibilities

• Prepare Asia Suitability Governance Committee monthly meeting pack, minutes and track actions.
• Review suitability exceptions and follow up with stakeholders; track closing items.
• Produce Investment Suitability management information and monitor suitability risks.
• Assist in reviewing and enhancing suitability policies and procedures.
• Provide administrative support for new policy implementations.
• Maintain internal control standards and address audit/regulator points.
• Support Regional Head of Suitability to implement enhancements to the regional framework.

Skills

Risk management

Controls

Auditing

Wealth management products

Regulatory knowledge

Analytical skills

Coordination & communication

Problem solving

Education

Bachelor's degree or above in Business Administration

Finance

Economics

Related field

Job description

HSBC Global Private Banking in Singapore seeks a Manager, Investment Suitability to strengthen governance and risk controls for Asia suitability processes. You will prepare monthly committee packs, review exceptions, and produce management information to monitor ongoing suitability risks.

The role requires strong regulatory knowledge, analytical skills, and excellent coordination with RMs and ICs to drive improvements and policy implementation within a compliant framework.